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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFH icon
101
Vanguard Financials ETF
VFH
$13.8B
$213K 0.17%
2,860
+135
+5% +$11K
SCHF icon
102
Schwab International Equity ETF
SCHF
$68.5B
$211K 0.17%
15,010
-330
-2% -$5.18K
HD icon
103
Home Depot
HD
$353B
$207K 0.16%
751
+391
+109% +$115K
IWC icon
104
iShares Micro-Cap ETF
IWC
$1.49B
$207K 0.16%
2,000
+135
+7% +$15.3K
INKM icon
105
State Street Income Allocation ETF
INKM
$75.2M
$201K 0.16%
7,125
– –
NCV
106
Virtus Convertible & Income Fund
NCV
$393M
$175K 0.14%
13,711
– –
CFMS
107
DELISTED
Conformis, Inc. Common Stock
CFMS
$2K ﹤0.01%
400
– –
ABBV icon
108
AbbVie
ABBV
$442B
– –
-209
Closed -$32K
ABNB icon
109
Airbnb
ABNB
$111B
– –
-7
Closed -$1K
ADAP
110
DELISTED
Adaptimmune Therapeutics
ADAP
– –
-375
Closed -$1K
AGNC icon
111
AGNC Investment
AGNC
$12.9B
– –
-2,000
Closed -$22K
ALX
112
Alexander's
ALX
$1.39B
– –
-10
Closed -$2K
AMC icon
113
AMC Entertainment Holdings
AMC
$2.14B
– –
-1
Closed –
AMD icon
114
Advanced Micro Devices
AMD
$774B
– –
-20
Closed -$2K
AMLP icon
115
Alerian MLP ETF
AMLP
$13.3B
– –
-100
Closed -$3K
AMP icon
116
Ameriprise Financial
AMP
$49.7B
– –
-66
Closed -$16K
AMRN
117
Amarin Corp
AMRN
$296M
– –
-29
Closed -$1K
ANY icon
118
Sphere 3D
ANY
$18.7M
– –
-2
Closed –
AOA icon
119
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
– –
-4
Closed –
APPS icon
120
Digital Turbine
APPS
$1.58B
– –
-18
Closed –
ARKG icon
121
ARK Genomic Revolution ETF
ARKG
$1.79B
– –
-100
Closed -$3K
ARKK icon
122
ARK Innovation ETF
ARKK
$6.38B
– –
-23
Closed -$1K
ASIX icon
123
AdvanSix
ASIX
$452M
– –
-1
Closed –
AWAY icon
124
Amplify Travel Tech ETF
AWAY
$32.3M
– –
-2,875
Closed -$50K
AWK icon
125
American Water Works
AWK
$27B
– –
-30
Closed -$4K
3 4
5
6 7

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.