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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLP icon
101
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$275K 0.17%
3,568
– –
BA icon
102
Boeing
BA
$184B
$271K 0.17%
1,345
– –
FDN icon
103
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
$271K 0.17%
1,200
-12
-1% -$2.84K
VTEB icon
104
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
$264K 0.17%
4,813
+3,713
+338% +$203K
VFH icon
105
Vanguard Financials ETF
VFH
$13.8B
$263K 0.17%
2,725
– –
IWC icon
106
iShares Micro-Cap ETF
IWC
$1.49B
$261K 0.17%
1,865
– –
VUG icon
107
Vanguard Morningstar Growth ETF
VUG
$228B
$250K 0.16%
4,680
– –
FDG icon
108
American Century Focused Dynamic Growth ETF
FDG
$425M
$247K 0.16%
3,059
+1,423
+87% +$120K
FMAT icon
109
Fidelity MSCI Materials Index ETF
FMAT
$621M
$245K 0.16%
4,869
+26
+0.5% +$1.25K
TSLA icon
110
Tesla
TSLA
$1.31T
$244K 0.16%
693
-20,850
-97% -$6.99M
HYG icon
111
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$243K 0.15%
2,794
-120
-4% -$10.4K
TAN icon
112
Invesco Solar ETF
TAN
$1.38B
$241K 0.15%
3,137
-160
-5% -$14K
MRNA icon
113
Moderna
MRNA
$24.2B
$236K 0.15%
928
-25
-3% -$7.31K
SHY icon
114
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$236K 0.15%
2,755
-115
-4% -$9.87K
WU icon
115
Western Union
WU
$2.2B
$236K 0.15%
13,250
-9,125
-41% -$168K
SYLD icon
116
Cambria Shareholder Yield ETF
SYLD
$1.02B
$229K 0.15%
3,543
-110
-3% -$7.04K
DES icon
117
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$215K 0.14%
6,535
– –
EDV icon
118
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
$213K 0.14%
1,521
-555
-27% -$77.4K
CARZ icon
119
First Trust Exchange-Traded Fund II First Trust S-Network Future Vehicles & Technology ETF
CARZ
$48.1M
$211K 0.13%
3,530
+3,408
+2,793% +$213K
MAIN icon
120
Main Street Capital
MAIN
$5.52B
$211K 0.13%
4,710
– –
IJS icon
121
iShares S&P Small-Cap 600 Value ETF
IJS
$8.33B
$210K 0.13%
2,014
– –
VOO icon
122
Vanguard S&P 500 ETF
VOO
$1.03T
$208K 0.13%
477
+55
+13% +$23.2K
PEY icon
123
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$204K 0.13%
9,709
– –
HD icon
124
Home Depot
HD
$353B
$200K 0.13%
481
+2
+0.4% +$761
MJ icon
125
Amplify Alternative Harvest ETF
MJ
$109M
$189K 0.12%
1,424
-1,210
-46% -$191K
3 4
5
6 7

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.