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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIP icon
101
iShares TIPS Bond ETF
TIP
$14.7B
$320K 0.19%
2,509
– –
INKM icon
102
State Street Income Allocation ETF
INKM
$75.2M
$297K 0.18%
8,450
-375
-4% -$13.4K
PAVE icon
103
Global X US Infrastructure Development ETF
PAVE
$14.4B
$297K 0.18%
11,707
+4,245
+57% +$112K
BA icon
104
Boeing
BA
$185B
$296K 0.18%
1,345
– –
AVUV icon
105
Avantis US Small Cap Value ETF
AVUV
$30.9B
$289K 0.17%
3,816
+995
+35% +$73.7K
TRIP icon
106
TripAdvisor
TRIP
$1.28B
$287K 0.17%
8,490
+5,090
+150% +$183K
FDN icon
107
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.37B
$286K 0.17%
1,212
-6
-0.5% -$1.47K
EDV icon
108
Vanguard World Funds Extended Duration ETF
EDV
$3.46B
$281K 0.17%
2,076
-72
-3% -$10.1K
HEAL
109
Global X Funds Global X HealthTech ETF
HEAL
$30.6M
$272K 0.16%
5,109
-374
-7% -$20.7K
IWC icon
110
iShares Micro-Cap ETF
IWC
$1.5B
$269K 0.16%
1,865
– –
TAN icon
111
Invesco Solar ETF
TAN
$1.38B
$264K 0.16%
3,297
+940
+40% +$79.1K
NVDA icon
112
NVIDIA
NVDA
$5.28T
$256K 0.15%
12,340
-20
-0.2% -$415
HYG icon
113
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$255K 0.15%
2,914
-330
-10% -$28.9K
IHF icon
114
iShares US Healthcare Providers ETF
IHF
$1.25B
$254K 0.15%
4,965
-200
-4% -$10.7K
VFH icon
115
Vanguard Financials ETF
VFH
$13.9B
$252K 0.15%
2,725
– –
NBIS
116
Nebius Group N.V.
NBIS
$49B
$251K 0.15%
3,145
+2,975
+1,750% +$217K
SHY icon
117
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$247K 0.15%
2,870
-706
-20% -$60.9K
XLP icon
118
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$246K 0.15%
3,568
+14
+0.4% +$998
NYF icon
119
iShares New York Muni Bond ETF
NYF
$1.41B
$235K 0.14%
4,066
+60
+1% +$3.5K
XTN icon
120
State Street SPDR S&P Transportation ETF
XTN
$390M
$227K 0.13%
2,625
-120
-4% -$10.2K
VUG icon
121
Vanguard Morningstar Growth ETF
VUG
$228B
$226K 0.13%
4,680
– –
SYLD icon
122
Cambria Shareholder Yield ETF
SYLD
$1.02B
$220K 0.13%
3,653
-197
-5% -$12.2K
FMAT icon
123
Fidelity MSCI Materials Index ETF
FMAT
$621M
$214K 0.13%
4,843
+1,576
+48% +$73.2K
IJS icon
124
iShares S&P Small-Cap 600 Value ETF
IJS
$8.34B
$203K 0.12%
2,014
– –
DES icon
125
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$201K 0.12%
6,535
-650
-9% -$20.4K
3 4
5
6 7

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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.