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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$224M
AUM Growth
+$80.9M
Cap. Flow
+$86.8M
Cap. Flow %
38.73%
Top 10 Hldgs %
48.97%
Holding
636
New
122
Increased
120
Reduced
111
Closed
37

Top Buys

Rank Stock Value
1
SNOW icon
Snowflake
SNOW
+$85.1M
2
FINX icon
Global X FinTech ETF
FINX
+$808K
3
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$581K
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$442K
5
JETS icon
US Global Jets ETF
JETS
+$427K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$3.78M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$733K
3
ARKK icon
ARK Innovation ETF
ARKK
+$337K
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$279K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$212K

Sector Composition

Rank Sector Weight
1 Technology 35.03%
2 Consumer Discretionary 3.55%
3 Communication Services 2.59%
4 Financials 1.14%
5 Healthcare 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
101
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$283K 0.13%
3,244
-35
-1% -$3.04K
IWC icon
102
iShares Micro-Cap ETF
IWC
$1.49B
$274K 0.12%
1,865
– –
MSFT icon
103
Microsoft
MSFT
$3.73T
$270K 0.12%
1,146
+70
+7% +$16.2K
IHF icon
104
iShares US Healthcare Providers ETF
IHF
$1.25B
$260K 0.12%
5,165
-160
-3% -$7.82K
XLP icon
105
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$249K 0.11%
3,639
+148
+4% +$9.73K
XLB icon
106
State Street Materials Select Sector SPDR ETF
XLB
$8.72B
$242K 0.11%
6,152
+1,054
+21% +$39.8K
DES icon
107
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$238K 0.11%
7,635
– –
SYLD icon
108
Cambria Shareholder Yield ETF
SYLD
$1.02B
$231K 0.1%
3,850
-55
-1% -$3.04K
VFH icon
109
Vanguard Financials ETF
VFH
$13.8B
$230K 0.1%
2,725
-130
-5% -$10.4K
IEF icon
110
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$217K 0.1%
1,919
+14
+0.7% +$1.63K
IJS icon
111
iShares S&P Small-Cap 600 Value ETF
IJS
$8.35B
$203K 0.09%
2,014
– –
XHE icon
112
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
$203K 0.09%
1,697
– –
VUG icon
113
Vanguard Morningstar Growth ETF
VUG
$228B
$200K 0.09%
4,680
– –
PEY icon
114
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$197K 0.09%
9,709
-106
-1% -$2K
ESPO icon
115
VanEck Video Gaming and eSports ETF
ESPO
$258M
$196K 0.09%
2,865
-25
-0.9% -$1.82K
JPM icon
116
JPMorgan Chase
JPM
$963B
$188K 0.08%
1,231
+17
+1% +$2.45K
MAIN icon
117
Main Street Capital
MAIN
$5.52B
$184K 0.08%
4,710
-200
-4% -$7.02K
DON icon
118
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$182K 0.08%
4,496
-384
-8% -$14.6K
SH icon
119
ProShares Short S&P500
SH
$846M
$181K 0.08%
2,694
+250
+10% +$17.4K
NYF icon
120
iShares New York Muni Bond ETF
NYF
$1.41B
$173K 0.08%
3,006
– –
CVY icon
121
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$171K 0.08%
7,345
-525
-7% -$11.5K
NVDA icon
122
NVIDIA
NVDA
$5.28T
$165K 0.07%
12,360
+440
+4% +$5.91K
BAC icon
123
Bank of America
BAC
$448B
$162K 0.07%
4,189
– –
DGT icon
124
State Street SPDR Global Dow ETF
DGT
$627M
$161K 0.07%
1,527
– –
PFFD icon
125
Global X US Preferred ETF
PFFD
$2.16B
$161K 0.07%
6,330
– –
3 4
5
6 7

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LA
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RWM
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HAC
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WHGC
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JCA
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EAM
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Joseph P. Lucia & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Joseph P. Lucia & Associates held 636 positions worth $224M, up 56% from $143M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Joseph P. Lucia & Associates deployed $86.8M of net new capital in Q1 2021, opening 122 new positions and adding to 120 existing holdings. Its largest new stake was Snowflake: 318,750 shares worth $73.1M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 3.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Tesla, an estimated $3.78M trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2021 buy was Snowflake: 318,750 shares worth $73.1M.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q1 2021, an estimated $581K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2021 reduction was Tesla, cutting an estimated $3.78M.
  • Joseph P. Lucia & Associates fully exited Myriad Genetics in Q1 2021, selling an estimated $40K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 49% of its $224M portfolio in Q1 2021.
  • Joseph P. Lucia & Associates opened 122 new positions and closed 37 in Q1 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 56% quarter-over-quarter to $224M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2021, filed 23 Apr 2021.