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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMGN icon
101
Amgen
AMGN
$224B
– –
-75
Closed -$18K
AMLP icon
102
Alerian MLP ETF
AMLP
$13.3B
– –
-356
Closed -$9K
AMP icon
103
Ameriprise Financial
AMP
$49.7B
– –
-75
Closed -$11K
AMRN
104
Amarin Corp
AMRN
$296M
– –
-194
Closed -$27K
AMZA icon
105
InfraCap MLP ETF
AMZA
$475M
– –
-250
Closed -$4K
AOA icon
106
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
– –
-3
Closed –
APH icon
107
Amphenol
APH
$206B
– –
-200
Closed -$5K
ARKK icon
108
ARK Innovation ETF
ARKK
$6.38B
– –
-12,075
Closed -$861K
ASIX icon
109
AdvanSix
ASIX
$452M
– –
-1
Closed –
AXP icon
110
American Express
AXP
$230B
– –
-282
Closed -$27K
BA icon
111
Boeing
BA
$184B
– –
-663
Closed -$122K
BABA icon
112
Alibaba
BABA
$306B
– –
-370
Closed -$80K
BAC icon
113
Bank of America
BAC
$448B
– –
-3,741
Closed -$89K
BETZ icon
114
Roundhill Sports Betting & iGaming ETF
BETZ
$50M
– –
-925
Closed -$14K
BFZ
115
DELISTED
BlackRock CA Municipal Income Trust
BFZ
– –
-3,850
Closed -$51K
BIDU icon
116
Baidu
BIDU
$35.9B
– –
-112
Closed -$13K
BIIB icon
117
Biogen
BIIB
$30.1B
– –
-46
Closed -$12K
BILI icon
118
Bilibili
BILI
$7.53B
– –
-35
Closed -$2K
BKNG icon
119
Booking.com
BKNG
$160B
– –
-125
Closed -$8K
BLV icon
120
Vanguard Long-Term Bond ETF
BLV
$5.7B
– –
-1,085
Closed -$121K
BLW icon
121
BlackRock Limited Duration Income Trust
BLW
$493M
– –
-3,110
Closed -$43K
BND icon
122
Vanguard Total Bond Market
BND
$161B
– –
-80
Closed -$7K
BMY icon
123
Bristol-Myers Squibb
BMY
$130B
– –
-306
Closed -$18K
BOX icon
124
Box
BOX
$4.55B
– –
-100
Closed -$2K
BP icon
125
BP
BP
$111B
– –
-125
Closed -$2K
3 4
5
6 7

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.