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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLRE icon
101
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$128K 0.14%
4,128
-96
-2% -$3.58K
PEY icon
102
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$127K 0.14%
9,815
-690
-7% -$11.8K
VMBS icon
103
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
$126K 0.14%
2,320
+1,435
+162% +$76.7K
VUG icon
104
Vanguard Morningstar Growth ETF
VUG
$229B
$122K 0.14%
4,680
-888
-16% -$26.6K
GOVI icon
105
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
$121K 0.13%
3,062
– –
DON icon
106
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$118K 0.13%
4,880
-845
-15% -$28.4K
BLV icon
107
Vanguard Long-Term Bond ETF
BLV
$5.71B
$116K 0.13%
1,085
– –
NVDA icon
108
NVIDIA
NVDA
$5.41T
$114K 0.13%
17,320
– –
SMOG icon
109
VanEck Low Carbon Energy ETF
SMOG
$136M
$114K 0.13%
1,885
+1,860
+7,440% +$139K
AOD
110
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$112K 0.12%
17,000
+1,000
+6% +$8.19K
CVY icon
111
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$112K 0.12%
8,070
-200
-2% -$4K
DGT icon
112
State Street SPDR Global Dow ETF
DGT
$628M
$112K 0.12%
1,652
– –
MAIN icon
113
Main Street Capital
MAIN
$5.48B
$112K 0.12%
5,460
+1,100
+25% +$41.2K
TWM icon
114
ProShares UltraShort Russell2000
TWM
$41.1M
$107K 0.12%
275
– –
ORCL icon
115
Oracle
ORCL
$437B
$106K 0.12%
2,195
+395
+22% +$20.4K
IJS icon
116
iShares S&P Small-Cap 600 Value ETF
IJS
$8.35B
$101K 0.11%
2,014
-50
-2% -$3.47K
MJ icon
117
Amplify Alternative Harvest ETF
MJ
$111M
$101K 0.11%
739
+25
+4% +$4.44K
SJNK icon
118
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.8B
$101K 0.11%
4,273
-500
-10% -$13K
JPM icon
119
JPMorgan Chase
JPM
$971B
$100K 0.11%
1,107
+36
+3% +$4.37K
PKB icon
120
Invesco Building & Construction ETF
PKB
$397M
$100K 0.11%
4,552
-1,953
-30% -$61.4K
TIP icon
121
iShares TIPS Bond ETF
TIP
$14.7B
$100K 0.11%
844
-115
-12% -$13.5K
BIV icon
122
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$97K 0.11%
1,085
– –
EMB icon
123
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$94K 0.1%
972
+312
+47% +$34.4K
JNK icon
124
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$94K 0.1%
989
– –
DTH icon
125
WisdomTree International High Dividend Fund
DTH
$660M
$93K 0.1%
3,160
– –
3 4
5
6 7

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RWM
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HAC
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WHGC
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EAM
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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.