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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYG icon
101
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$151K 0.16%
1,727
+165
+11% +$14.3K
UPS icon
102
United Parcel Service
UPS
$89.1B
$150K 0.15%
1,250
-284
-19% -$32.5K
BIV icon
103
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$148K 0.15%
1,685
– –
ARKK icon
104
ARK Innovation ETF
ARKK
$6.37B
$145K 0.15%
3,380
+1,000
+42% +$45.9K
KBWD icon
105
Invesco KBW High Dividend Yield Financial ETF
KBWD
$423M
$139K 0.14%
6,665
+15
+0.2% +$314
SEVN
106
Seven Hills Realty Trust
SEVN
$170M
$134K 0.14%
6,572
– –
AOD
107
abrdn Total Dynamic Dividend Fund
AOD
$1.14B
$133K 0.14%
16,000
– –
IJS icon
108
iShares S&P Small-Cap 600 Value ETF
IJS
$8.3B
$130K 0.13%
1,734
+200
+13% +$14.7K
PEJ icon
109
Invesco Leisure and Entertainment ETF
PEJ
$306M
$130K 0.13%
3,054
– –
BXMT icon
110
Blackstone Mortgage Trust
BXMT
$2.39B
$129K 0.13%
3,605
+1,180
+49% +$42K
SJNK icon
111
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.79B
$129K 0.13%
4,773
– –
UTG icon
112
Reaves Utility Income Fund
UTG
$3.59B
$128K 0.13%
3,486
+3
+0.1% +$109
FDIS icon
113
Fidelity MSCI Consumer Discretionary Index ETF
FDIS
$1.73B
$126K 0.13%
2,745
– –
XLE icon
114
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$126K 0.13%
4,270
-250
-6% -$7.56K
MSFT icon
115
Microsoft
MSFT
$3.76T
$122K 0.13%
879
+67
+8% +$9.21K
NBIS
116
Nebius Group N.V.
NBIS
$46.7B
$121K 0.12%
3,450
-200
-5% -$7.54K
PEY icon
117
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$118K 0.12%
6,465
+790
+14% +$14.3K
QYLD icon
118
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$118K 0.12%
+5,214
New +$119K
XLRE icon
119
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.54B
$115K 0.12%
2,919
+641
+28% +$24.6K
TIP icon
120
iShares TIPS Bond ETF
TIP
$14.7B
$112K 0.12%
959
– –
IMCV icon
121
iShares Morningstar Mid-Cap Value ETF
IMCV
$1.16B
$110K 0.11%
2,055
+270
+15% +$14.2K
DGT icon
122
State Street SPDR Global Dow ETF
DGT
$628M
$109K 0.11%
1,302
+170
+15% +$14.2K
BAC icon
123
Bank of America
BAC
$447B
$108K 0.11%
3,716
– –
LVL
124
DELISTED
Invesco S&P Global Dividend Opportunities Index ETF
LVL
$107K 0.11%
9,067
+1,225
+16% +$14.3K
C icon
125
Citigroup
C
$227B
$104K 0.11%
1,512
-109
-7% -$7.41K
3 4
5
6 7

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.