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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$161M
AUM Growth
+$17.6M
Cap. Flow
+$2.57M
Cap. Flow %
1.6%
Top 10 Hldgs %
34.16%
Holding
120
New
11
Increased
34
Reduced
63
Closed
3

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.03M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$948K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$572K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$409K
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$396K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$311K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$305K
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$279K
4
DVY icon
iShares Select Dividend ETF
DVY
+$264K
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$247K

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Consumer Discretionary 3.49%
3 Communication Services 3.11%
4 Utilities 0.48%
5 Financials 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VO icon
76
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$408K 0.25%
7,012
-100
-1% -$5.34K
DIV icon
77
Global X SuperDividend US ETF
DIV
$773M
$408K 0.25%
23,720
-2,505
-10% -$40.8K
RSPU icon
78
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
$407K 0.25%
7,465
-390
-5% -$20.5K
XNTK icon
79
State Street SPDR NYSE Technology ETF
XNTK
$2.22B
$404K 0.25%
+2,461
New +$364K
PSP icon
80
Invesco Global Listed Private Equity ETF
PSP
$249M
$397K 0.25%
6,382
– –
DIVO icon
81
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.79B
$380K 0.24%
10,398
-420
-4% -$14.8K
LQD icon
82
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$370K 0.23%
3,347
-217
-6% -$22.6K
FINX icon
83
Global X FinTech ETF
FINX
$166M
$365K 0.23%
14,271
-4,494
-24% -$96.5K
JETS icon
84
US Global Jets ETF
JETS
$828M
$362K 0.23%
19,039
-3,410
-15% -$57.6K
XAR icon
85
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$347K 0.22%
2,566
+141
+6% +$17.4K
HYEM icon
86
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$345K 0.21%
18,652
-3,288
-15% -$58.9K
DRIV icon
87
Global X Autonomous & Electric Vehicles ETF
DRIV
$392M
$345K 0.21%
13,970
-3,760
-21% -$86.3K
VTIP icon
88
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$338K 0.21%
7,125
-623
-8% -$29.5K
PMM
89
Franklin Managed Municipal Income Trust
PMM
$273M
$336K 0.21%
55,260
-4,826
-8% -$27K
TIP icon
90
iShares TIPS Bond ETF
TIP
$14.7B
$335K 0.21%
3,119
-405
-11% -$42.3K
XLP icon
91
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$323K 0.2%
4,486
+208
+5% +$14.4K
VOO icon
92
Vanguard S&P 500 ETF
VOO
$1.03T
$313K 0.19%
+717
New +$294K
PGF icon
93
Invesco Financial Preferred ETF
PGF
$667M
$294K 0.18%
20,165
– –
SCHE icon
94
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$293K 0.18%
11,835
-855
-7% -$20.6K
IEO icon
95
iShares US Oil & Gas Exploration & Production ETF
IEO
$585M
$286K 0.18%
3,070
-307
-9% -$29.1K
LIT icon
96
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$263K 0.16%
5,170
-540
-9% -$26.8K
PFFV icon
97
Global X Variable Rate Preferred ETF
PFFV
$305M
$257K 0.16%
11,077
+21
+0.2% +$477
IWC icon
98
iShares Micro-Cap ETF
IWC
$1.49B
$248K 0.15%
2,138
– –
DHY
99
Credit Suisse High Yield Credit Fund
DHY
$242M
$242K 0.15%
122,185
– –
BRK.B icon
100
Berkshire Hathaway Class B
BRK.B
$1.11T
$235K 0.15%
658
+14
+2% +$4.91K
1 2 3
4
5

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Joseph P. Lucia & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Joseph P. Lucia & Associates held 120 positions worth $161M, up 12% from $143M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q4 2023 filing shows 11 new, 34 increased, 63 reduced and 3 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M. The largest sale was Schwab US TIPS ETF, an estimated $311K.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q4 2023 buy was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M.
  • Joseph P. Lucia & Associates added most to Vanguard Intermediate-Term Bond ETF in Q4 2023, an estimated $1.03M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2023 reduction was Schwab US TIPS ETF, cutting an estimated $311K.
  • Joseph P. Lucia & Associates fully exited iShares Biotechnology ETF in Q4 2023, selling an estimated $240K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $161M portfolio in Q4 2023.
  • Joseph P. Lucia & Associates opened 11 new positions and closed 3 in Q4 2023.
  • Joseph P. Lucia & Associates's portfolio value rose 12% quarter-over-quarter to $161M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.