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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-3.84%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$6.36M
Cap. Flow
-$188K
Cap. Flow %
-0.13%
Top 10 Hldgs %
34.11%
Holding
118
New
1
Increased
32
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$878K
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$739K
3
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$691K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$400K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$391K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$505K
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$360K
3
VSGX icon
Vanguard ESG International Stock ETF
VSGX
+$254K
4
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$249K
5
GLD icon
SPDR Gold Trust
GLD
+$230K

Sector Composition

Rank Sector Weight
1 Technology 8.13%
2 Consumer Discretionary 3.44%
3 Communication Services 3.06%
4 Utilities 0.51%
5 Energy 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINX icon
76
Global X FinTech ETF
FINX
$166M
$378K 0.26%
18,765
-4,667
-20% -$104K
DIVO icon
77
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.8B
$376K 0.26%
10,818
-377
-3% -$13.6K
VO icon
78
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$370K 0.26%
7,112
– –
VTIP icon
79
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$366K 0.26%
7,748
-869
-10% -$41.1K
TIP icon
80
iShares TIPS Bond ETF
TIP
$14.7B
$366K 0.26%
3,524
-90
-2% -$9.52K
LQD icon
81
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$364K 0.25%
3,564
+360
+11% +$38K
BIV icon
82
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$359K 0.25%
4,970
– –
VTV icon
83
Vanguard Morningstar Value ETF
VTV
$192B
$351K 0.25%
2,546
-790
-24% -$113K
PSP icon
84
Invesco Global Listed Private Equity ETF
PSP
$249M
$330K 0.23%
6,382
-1
-0% -$54
IEO icon
85
iShares US Oil & Gas Exploration & Production ETF
IEO
$585M
$329K 0.23%
3,377
-475
-12% -$45.1K
PMM
86
Franklin Managed Municipal Income Trust
PMM
$273M
$329K 0.23%
60,086
-2,412
-4% -$14.1K
PNQI icon
87
Invesco NASDAQ Internet ETF
PNQI
$543M
$328K 0.23%
10,700
-3,765
-26% -$120K
LIT icon
88
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$315K 0.22%
5,710
-1,009
-15% -$61.6K
SCHE icon
89
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$304K 0.21%
12,690
-225
-2% -$5.57K
XLP icon
90
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$294K 0.21%
4,278
+1,379
+48% +$101K
PGF icon
91
Invesco Financial Preferred ETF
PGF
$668M
$284K 0.2%
20,165
– –
AGG icon
92
iShares Core US Aggregate Bond ETF
AGG
$137B
$279K 0.19%
2,964
+15
+0.5% +$1.45K
XAR icon
93
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$272K 0.19%
2,425
– –
PFFV icon
94
Global X Variable Rate Preferred ETF
PFFV
$305M
$254K 0.18%
11,056
– –
IBB icon
95
iShares Biotechnology ETF
IBB
$9.81B
$240K 0.17%
1,960
-185
-9% -$23.5K
DHY
96
Credit Suisse High Yield Credit Fund
DHY
$242M
$230K 0.16%
122,185
– –
IHF icon
97
iShares US Healthcare Providers ETF
IHF
$1.25B
$228K 0.16%
4,625
– –
BRK.B icon
98
Berkshire Hathaway Class B
BRK.B
$1.11T
$226K 0.16%
644
– –
IWC icon
99
iShares Micro-Cap ETF
IWC
$1.49B
$214K 0.15%
2,138
– –
REM icon
100
iShares Mortgage Real Estate ETF
REM
$545M
$210K 0.15%
9,417
-858
-8% -$20.4K
1 2 3
4
5

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Joseph P. Lucia & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Joseph P. Lucia & Associates held 118 positions worth $143M, down 4.3% from $149M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q3 2023 filing shows 1 new, 32 increased, 58 reduced and 9 closed positions. Its largest new stake was Transocean: 10,607 shares worth $87.1K. The largest sale was iShares Select Dividend ETF, an estimated $505K.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2023 buy was Transocean: 10,607 shares worth $87.1K.
  • Joseph P. Lucia & Associates added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $878K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2023 reduction was iShares Select Dividend ETF, cutting an estimated $505K.
  • Joseph P. Lucia & Associates fully exited Vanguard ESG International Stock ETF in Q3 2023, selling an estimated $254K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $143M portfolio in Q3 2023.
  • Joseph P. Lucia & Associates opened 1 new position and closed 9 in Q3 2023.
  • Joseph P. Lucia & Associates's portfolio value fell 4.3% quarter-over-quarter to $143M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.