We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.91%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$144M
AUM Growth
+$10M
Cap. Flow
+$1.77M
Cap. Flow %
1.23%
Top 10 Hldgs %
33.83%
Holding
121
New
7
Increased
30
Reduced
67
Closed
2

Top Buys

Rank Stock Value
1
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$1.28M
2
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$961K
3
XYLD icon
Global X S&P 500 Covered Call ETF
XYLD
+$845K
4
SDOG icon
ALPS Sector Dividend Dogs ETF
SDOG
+$476K
5
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$445K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$1.1M
2
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$327K
3
IHI icon
iShares US Medical Devices ETF
IHI
+$248K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$214K
5
HD icon
Home Depot
HD
+$212K

Sector Composition

Rank Sector Weight
1 Technology 7.28%
2 Communication Services 2.83%
3 Consumer Discretionary 2.58%
4 Utilities 0.57%
5 Financials 0.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SHY icon
76
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$426K 0.3%
5,186
-381
-7% -$31.1K
VTIP icon
77
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$424K 0.3%
8,857
-500
-5% -$23.5K
HYEM icon
78
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$422K 0.29%
22,887
– –
XLI icon
79
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$410K 0.29%
4,053
-47
-1% -$4.73K
PMM
80
Franklin Managed Municipal Income Trust
PMM
$272M
$406K 0.28%
66,301
-7,208
-10% -$48.8K
BA icon
81
Boeing
BA
$182B
$357K 0.25%
1,683
+10
+0.6% +$2.08K
LQD icon
82
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$351K 0.24%
3,204
-178
-5% -$19.3K
JEPQ icon
83
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.6B
$348K 0.24%
+7,707
New +$330K
IEO icon
84
iShares US Oil & Gas Exploration & Production ETF
IEO
$583M
$339K 0.24%
3,951
-1,232
-24% -$110K
PSP icon
85
Invesco Global Listed Private Equity ETF
PSP
$247M
$323K 0.22%
6,383
-140
-2% -$7.27K
GOOG icon
86
Alphabet (Google) Class C
GOOG
$4.18T
$320K 0.22%
3,080
– –
SCHE icon
87
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$320K 0.22%
13,035
– –
VSGX icon
88
Vanguard ESG International Stock ETF
VSGX
$6.81B
$306K 0.21%
5,846
-955
-14% -$49.6K
IBB icon
89
iShares Biotechnology ETF
IBB
$9.85B
$299K 0.21%
2,315
-205
-8% -$26.8K
PGF icon
90
Invesco Financial Preferred ETF
PGF
$668M
$293K 0.2%
20,165
-675
-3% -$10.3K
AGG icon
91
iShares Core US Aggregate Bond ETF
AGG
$138B
$290K 0.2%
2,909
-176
-6% -$17.4K
XAR icon
92
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$284K 0.2%
2,425
-741
-23% -$86.2K
XLU icon
93
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$274K 0.19%
8,100
-700
-8% -$23.7K
UBER icon
94
Uber
UBER
$155B
$267K 0.19%
+8,420
New +$267K
ALDX icon
95
Aldeyra Therapeutics
ALDX
$92.3M
$263K 0.18%
26,437
+14,437
+120% +$102K
DIVO icon
96
Amplify CWP Enhanced Dividend Income ETF
DIVO
$7.8B
$261K 0.18%
+7,355
New +$261K
XHE icon
97
State Street SPDR S&P Health Care Equipment ETF
XHE
$167M
$257K 0.18%
2,742
-61
-2% -$5.7K
XLP icon
98
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$254K 0.18%
3,403
– –
PFFV icon
99
Global X Variable Rate Preferred ETF
PFFV
$305M
$253K 0.18%
11,056
+1,040
+10% +$24.5K
ET icon
100
Energy Transfer Partners
ET
$71.6B
$252K 0.18%
+20,185
New +$255K
1 2 3
4
5

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q1 2023 Portfolio in Review

As of Q1 2023, Joseph P. Lucia & Associates held 121 positions worth $144M, up 7.5% from $134M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q1 2023 filing shows 7 new, 30 increased, 67 reduced and 2 closed positions. Its largest new stake was Global X S&P 500 Covered Call ETF: 20,961 shares worth $849K. The largest sale was iShares Floating Rate Bond ETF, an estimated $1.1M.

By sector, the portfolio is most concentrated in Technology at 7.3% of assets, up from 5.9% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q1 2023 buy was Global X S&P 500 Covered Call ETF: 20,961 shares worth $849K.
  • Joseph P. Lucia & Associates added most to JPMorgan Equity Premium Income ETF in Q1 2023, an estimated $1.28M increase.
  • Joseph P. Lucia & Associates's biggest Q1 2023 reduction was iShares Floating Rate Bond ETF, cutting an estimated $1.1M.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q1 2023, selling an estimated $214K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $144M portfolio in Q1 2023.
  • Joseph P. Lucia & Associates opened 7 new positions and closed 2 in Q1 2023.
  • Joseph P. Lucia & Associates's portfolio value rose 7.5% quarter-over-quarter to $144M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2023, filed 2 May 2023.