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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLI icon
76
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$361K 0.28%
4,362
-243
-5% -$22.4K
LQD icon
77
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$347K 0.27%
3,382
+25
+0.7% +$2.76K
IBM icon
78
IBM
IBM
$225B
$346K 0.27%
2,913
– –
PGF icon
79
Invesco Financial Preferred ETF
PGF
$668M
$339K 0.27%
22,510
– –
VSGX icon
80
Vanguard ESG International Stock ETF
VSGX
$6.74B
$316K 0.25%
7,275
– –
XLU icon
81
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$313K 0.25%
9,546
+408
+4% +$14.9K
SCHE icon
82
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$310K 0.24%
13,860
-3,005
-18% -$74.3K
IBB icon
83
iShares Biotechnology ETF
IBB
$9.81B
$304K 0.24%
2,595
+61
+2% +$7.58K
XAR icon
84
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$300K 0.24%
3,275
– –
AGG icon
85
iShares Core US Aggregate Bond ETF
AGG
$137B
$290K 0.23%
3,011
-10
-0.3% -$1.01K
ICLN icon
86
iShares Global Clean Energy ETF
ICLN
$2.09B
$279K 0.22%
14,600
+1,230
+9% +$26.2K
PSP icon
87
Invesco Global Listed Private Equity ETF
PSP
$249M
$276K 0.22%
6,523
– –
SPLB icon
88
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$263K 0.21%
12,100
– –
REM icon
89
iShares Mortgage Real Estate ETF
REM
$545M
$261K 0.2%
12,463
+450
+4% +$12.6K
IHF icon
90
iShares US Healthcare Providers ETF
IHF
$1.25B
$256K 0.2%
5,015
+225
+5% +$12.2K
TLT icon
91
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$254K 0.2%
2,476
+1,130
+84% +$127K
TAN icon
92
Invesco Solar ETF
TAN
$1.38B
$242K 0.19%
3,283
+351
+12% +$28.3K
DHY
93
Credit Suisse High Yield Credit Fund
DHY
$242M
$240K 0.19%
136,220
+5,850
+4% +$11.3K
XHE icon
94
State Street SPDR S&P Health Care Equipment ETF
XHE
$168M
$239K 0.19%
2,803
– –
GLD icon
95
SPDR Gold Trust
GLD
$143B
$230K 0.18%
1,487
-135
-8% -$21.7K
VZ icon
96
Verizon
VZ
$196B
$230K 0.18%
6,068
-1,346
-18% -$59.9K
GOOG icon
97
Alphabet (Google) Class C
GOOG
$4.19T
$227K 0.18%
2,360
– –
XLP icon
98
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$223K 0.18%
3,346
+288
+9% +$21.1K
PFFV icon
99
Global X Variable Rate Preferred ETF
PFFV
$305M
$222K 0.17%
9,451
+2,684
+40% +$65.2K
FDG icon
100
American Century Focused Dynamic Growth ETF
FDG
$425M
$216K 0.17%
4,111
– –
2 3
4
5 6

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RWM
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HAC
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WHGC
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EAM
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.