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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PGF icon
76
Invesco Financial Preferred ETF
PGF
$667M
$457K 0.29%
24,260
– –
VZ icon
77
Verizon
VZ
$196B
$451K 0.29%
8,681
-3,974
-31% -$207K
AVUV icon
78
Avantis US Small Cap Value ETF
AVUV
$30.9B
$449K 0.29%
5,633
+1,817
+48% +$145K
ONLN icon
79
ProShares Online Retail ETF
ONLN
$66.3M
$448K 0.28%
7,900
-385
-5% -$24.8K
VO icon
80
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$429K 0.27%
6,740
+3,680
+120% +$231K
PAVE icon
81
Global X US Infrastructure Development ETF
PAVE
$14.4B
$423K 0.27%
14,698
+2,991
+26% +$83.2K
NVDA icon
82
NVIDIA
NVDA
$5.27T
$422K 0.27%
14,360
+2,020
+16% +$55.6K
SCHF icon
83
Schwab International Equity ETF
SCHF
$68.5B
$391K 0.25%
20,140
+730
+4% +$14.3K
XLU icon
84
State Street Utilities Select Sector SPDR ETF
XLU
$22.6B
$386K 0.25%
10,778
-830
-7% -$28K
MSFT icon
85
Microsoft
MSFT
$3.73T
$385K 0.24%
1,145
-192
-14% -$62.2K
REM icon
86
iShares Mortgage Real Estate ETF
REM
$545M
$377K 0.24%
10,925
-1,284
-11% -$46.9K
NCV
87
Virtus Convertible & Income Fund
NCV
$391M
$374K 0.24%
16,023
-125
-0.8% -$3K
MTUM icon
88
iShares MSCI USA Momentum Factor ETF
MTUM
$25.4B
$366K 0.23%
2,012
-1,215
-38% -$224K
IBM icon
89
IBM
IBM
$224B
$360K 0.23%
2,695
-1,798
-40% -$226K
GOOG icon
90
Alphabet (Google) Class C
GOOG
$4.23T
$347K 0.22%
2,400
-6,000
-71% -$867K
GLD icon
91
SPDR Gold Trust
GLD
$142B
$346K 0.22%
2,025
-992
-33% -$167K
XHE icon
92
State Street SPDR S&P Health Care Equipment ETF
XHE
$168M
$329K 0.21%
2,803
– –
UBER icon
93
Uber
UBER
$160B
$327K 0.21%
7,800
-1,592
-17% -$68.6K
BETZ icon
94
Roundhill Sports Betting & iGaming ETF
BETZ
$49.9M
$326K 0.21%
13,117
-1,198
-8% -$32.8K
DHY
95
Credit Suisse High Yield Credit Fund
DHY
$243M
$322K 0.2%
130,370
– –
ICLN icon
96
iShares Global Clean Energy ETF
ICLN
$2.09B
$308K 0.2%
14,534
-330
-2% -$7.59K
INKM icon
97
State Street Income Allocation ETF
INKM
$75.1M
$299K 0.19%
8,450
– –
NYF icon
98
iShares New York Muni Bond ETF
NYF
$1.41B
$299K 0.19%
5,166
+1,100
+27% +$63.6K
ROBT icon
99
First Trust Nasdaq Artificial Intelligence and Robotics ETF
ROBT
$779M
$299K 0.19%
5,435
+2,680
+97% +$148K
IHF icon
100
iShares US Healthcare Providers ETF
IHF
$1.26B
$278K 0.18%
4,790
-175
-4% -$9.55K
2 3
4
5 6

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.