We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRIV icon
76
Global X Autonomous & Electric Vehicles ETF
DRIV
$391M
$560K 0.33%
20,415
+3,630
+22% +$102K
ONLN icon
77
ProShares Online Retail ETF
ONLN
$66.3M
$544K 0.32%
8,285
-283
-3% -$20.6K
CVS icon
78
CVS Health
CVS
$119B
$516K 0.31%
6,084
-123
-2% -$10.3K
GLD icon
79
SPDR Gold Trust
GLD
$142B
$495K 0.29%
3,017
-225
-7% -$37.7K
PSP icon
80
Invesco Global Listed Private Equity ETF
PSP
$248M
$489K 0.29%
6,523
– –
PGF icon
81
Invesco Financial Preferred ETF
PGF
$667M
$460K 0.27%
24,260
-1,195
-5% -$22.8K
MJ icon
82
Amplify Alternative Harvest ETF
MJ
$108M
$455K 0.27%
2,634
-37
-1% -$7.55K
SOXX icon
83
iShares Semiconductor ETF
SOXX
$44.9B
$455K 0.27%
3,063
+228
+8% +$34.7K
WU icon
84
Western Union
WU
$2.19B
$452K 0.27%
22,375
+860
+4% +$19K
RSPG icon
85
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$595M
$451K 0.27%
9,997
+50
+0.5% +$2.07K
REM icon
86
iShares Mortgage Real Estate ETF
REM
$545M
$442K 0.26%
12,209
– –
BETZ icon
87
Roundhill Sports Betting & iGaming ETF
BETZ
$50M
$431K 0.26%
14,315
-999
-7% -$29.7K
XLI icon
88
State Street Industrial Select Sector SPDR ETF
XLI
$34.6B
$431K 0.26%
4,405
-300
-6% -$30.8K
UBER icon
89
Uber
UBER
$160B
$421K 0.25%
9,392
– –
NCV
90
Virtus Convertible & Income Fund
NCV
$392M
$385K 0.23%
16,148
-375
-2% -$9.12K
MSFT icon
91
Microsoft
MSFT
$3.73T
$377K 0.22%
1,337
-9
-0.7% -$2.62K
SCHF icon
92
Schwab International Equity ETF
SCHF
$68.5B
$376K 0.22%
19,410
-1,070
-5% -$21.3K
XLU icon
93
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$371K 0.22%
11,608
-2,632
-18% -$88K
VNM icon
94
VanEck Vietnam ETF
VNM
$509M
$368K 0.22%
19,100
– –
MRNA icon
95
Moderna
MRNA
$24B
$367K 0.22%
953
-80
-8% -$29.5K
XHE icon
96
State Street SPDR S&P Health Care Equipment ETF
XHE
$169M
$351K 0.21%
2,803
– –
JPM icon
97
JPMorgan Chase
JPM
$963B
$344K 0.2%
2,098
+1
+0% +$157
ARKG icon
98
ARK Genomic Revolution ETF
ARKG
$1.79B
$331K 0.2%
4,432
+4,400
+13,750% +$369K
DHY
99
Credit Suisse High Yield Credit Fund
DHY
$242M
$322K 0.19%
130,370
– –
ICLN icon
100
iShares Global Clean Energy ETF
ICLN
$2.09B
$322K 0.19%
14,864
-910
-6% -$20.7K
2 3
4
5 6

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.