We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPG icon
76
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$596M
$310K 0.29%
13,766
+153
+1% +$4.1K
INKM icon
77
State Street Income Allocation ETF
INKM
$75.2M
$292K 0.27%
9,400
– –
SCHF icon
78
Schwab International Equity ETF
SCHF
$68.5B
$281K 0.26%
17,888
+1,916
+12% +$30.1K
HYG icon
79
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$275K 0.26%
3,279
+1,205
+58% +$101K
SOXX icon
80
iShares Semiconductor ETF
SOXX
$45.2B
$270K 0.25%
2,658
+1,995
+301% +$195K
FDN icon
81
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.36B
$247K 0.23%
1,312
-25
-2% -$4.61K
XLI icon
82
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$247K 0.23%
3,213
-794
-20% -$59.4K
MSFT icon
83
Microsoft
MSFT
$3.74T
$227K 0.21%
1,080
+92
+9% +$19.3K
IEF icon
84
iShares 7-10 Year Treasury Bond ETF
IEF
$47.1B
$225K 0.21%
1,845
– –
XLP icon
85
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$224K 0.21%
3,491
– –
IHF icon
86
iShares US Healthcare Providers ETF
IHF
$1.25B
$215K 0.2%
5,325
– –
VZ icon
87
Verizon
VZ
$196B
$203K 0.19%
3,413
+1,737
+104% +$101K
HD icon
88
Home Depot
HD
$353B
$202K 0.19%
727
– –
VNM icon
89
VanEck Vietnam ETF
VNM
$507M
$202K 0.19%
13,600
– –
AOD
90
abrdn Total Dynamic Dividend Fund
AOD
$1.13B
$135K 0.13%
17,000
– –
WIFI
91
DELISTED
Boingo Wireless, Inc.
WIFI
$128K 0.12%
12,600
-200
-2% -$2.59K
QVCGA
92
DELISTED
QVC Group Inc Series A
QVCGA
$115K 0.11%
+320
New +$151K
MNKD icon
93
MannKind Corp
MNKD
$1.23B
$19K 0.02%
10,246
-130
-1% -$225
CFMS
94
DELISTED
Conformis, Inc. Common Stock
CFMS
$9K 0.01%
424
– –
ABBV icon
95
AbbVie
ABBV
$442B
– –
-409
Closed -$40K
ACB
96
Aurora Cannabis
ACB
$216M
– –
-1
Closed –
AEO icon
97
American Eagle Outfitters
AEO
$2.91B
– –
-500
Closed -$5K
AGNC icon
98
AGNC Investment
AGNC
$12.9B
– –
-1,615
Closed -$21K
ALX
99
Alexander's
ALX
$1.39B
– –
-10
Closed -$2K
AMD icon
100
Advanced Micro Devices
AMD
$774B
– –
-11
Closed -$1K
2 3
4
5 6

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.