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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
76
Vanguard Dividend Appreciation ETF
VIG
$114B
$280K 0.25%
2,250
+5
+0.2% +$605
IBB icon
77
iShares Biotechnology ETF
IBB
$9.82B
$279K 0.25%
2,319
– –
UBER icon
78
Uber
UBER
$159B
$270K 0.25%
9,091
+9,066
+36,264% +$269K
SCHF icon
79
Schwab International Equity ETF
SCHF
$68.3B
$269K 0.24%
15,972
-822
-5% -$13.5K
FLWS icon
80
1-800-Flowers.com
FLWS
$255M
$258K 0.23%
17,800
+5,000
+39% +$68K
DES icon
81
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$257K 0.23%
8,975
+350
+4% +$9.76K
LQD icon
82
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$231K 0.21%
1,806
-131
-7% -$16.7K
SYLD icon
83
Cambria Shareholder Yield ETF
SYLD
$1.02B
$231K 0.21%
5,720
+20
+0.4% +$768
VALQ icon
84
American Century US Quality Value ETF
VALQ
$340M
$227K 0.21%
5,255
+2,722
+107% +$114K
HD icon
85
Home Depot
HD
$350B
$225K 0.2%
1,032
+25
+2% +$5.66K
XLB icon
86
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$221K 0.2%
7,182
-1,394
-16% -$41.2K
XLP icon
87
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$220K 0.2%
3,491
-50
-1% -$3.08K
DON icon
88
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$218K 0.2%
5,725
+730
+15% +$27K
PKB icon
89
Invesco Building & Construction ETF
PKB
$393M
$216K 0.2%
6,505
-410
-6% -$13.7K
EZU icon
90
iShare MSCI Eurozone ETF
EZU
$9.88B
$214K 0.19%
5,099
-1,325
-21% -$53.6K
RSPR icon
91
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$98.4M
$213K 0.19%
6,769
+1,234
+22% +$38.8K
IHF icon
92
iShares US Healthcare Providers ETF
IHF
$1.27B
$212K 0.19%
5,275
+425
+9% +$15.6K
GLD icon
93
SPDR Gold Trust
GLD
$143B
$208K 0.19%
1,455
+1,305
+870% +$182K
PEY icon
94
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$199K 0.18%
10,505
+4,040
+62% +$74.3K
VFH icon
95
Vanguard Financials ETF
VFH
$13.8B
$196K 0.18%
2,570
+210
+9% +$15.3K
CVY icon
96
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$194K 0.18%
8,270
+660
+9% +$15K
XES icon
97
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$386M
$192K 0.17%
2,377
-830
-26% -$59.3K
NYF icon
98
iShares New York Muni Bond ETF
NYF
$1.41B
$189K 0.17%
3,306
– –
MAIN icon
99
Main Street Capital
MAIN
$5.44B
$188K 0.17%
4,360
-600
-12% -$25.7K
NBTB icon
100
NBT Bancorp
NBTB
$2.73B
$183K 0.17%
4,500
– –
2 3
4
5 6

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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.