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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EZU icon
76
iShare MSCI Eurozone ETF
EZU
$9.88B
$250K 0.26%
6,424
-908
-12% -$35K
XLB icon
77
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$250K 0.26%
8,576
-1,800
-17% -$51.9K
LQD icon
78
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$247K 0.25%
1,937
-274
-12% -$34.5K
DES icon
79
WisdomTree US SmallCap Dividend Fund
DES
$2.21B
$236K 0.24%
8,625
– –
HD icon
80
Home Depot
HD
$350B
$234K 0.24%
1,007
-65
-6% -$14.2K
IWC icon
81
iShares Micro-Cap ETF
IWC
$1.49B
$232K 0.24%
2,633
+690
+36% +$62K
XES icon
82
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$386M
$232K 0.24%
3,207
-534
-14% -$43.6K
IBB icon
83
iShares Biotechnology ETF
IBB
$9.82B
$231K 0.24%
2,319
+50
+2% +$5.23K
PKB icon
84
Invesco Building & Construction ETF
PKB
$393M
$226K 0.23%
6,915
-4,207
-38% -$132K
XLP icon
85
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.7B
$217K 0.22%
3,541
– –
MAIN icon
86
Main Street Capital
MAIN
$5.44B
$214K 0.22%
4,960
+1,200
+32% +$51.2K
SFIX
87
Stitch Fix
SFIX
$530M
$210K 0.22%
10,900
+1,400
+15% +$32.5K
MJ icon
88
Amplify Alternative Harvest ETF
MJ
$105M
$209K 0.22%
838
-102
-11% -$32.9K
SYLD icon
89
Cambria Shareholder Yield ETF
SYLD
$1.02B
$208K 0.21%
5,700
– –
FLWS icon
90
1-800-Flowers.com
FLWS
$255M
$189K 0.19%
12,800
+650
+5% +$11.3K
NYF icon
91
iShares New York Muni Bond ETF
NYF
$1.41B
$189K 0.19%
3,306
– –
OUT icon
92
Outfront Media
OUT
$5.29B
$189K 0.19%
+6,909
New +$184K
T icon
93
AT&T
T
$165B
$188K 0.19%
6,568
+180
+3% +$4.77K
DON icon
94
WisdomTree US MidCap Dividend Fund
DON
$4.08B
$181K 0.19%
4,995
+397
+9% +$14.2K
RSPR icon
95
Invesco S&P 500 Equal Weight Real Estate ETF
RSPR
$98.4M
$176K 0.18%
5,535
+395
+8% +$12.2K
CVY icon
96
Invesco Zacks Multi-Asset Income ETF
CVY
$124M
$170K 0.18%
7,610
+645
+9% +$14.1K
NBTB icon
97
NBT Bancorp
NBTB
$2.73B
$165K 0.17%
4,500
– –
VFH icon
98
Vanguard Financials ETF
VFH
$13.8B
$165K 0.17%
2,360
+95
+4% +$6.57K
IHF icon
99
iShares US Healthcare Providers ETF
IHF
$1.27B
$157K 0.16%
4,850
+400
+9% +$13.8K
VUG icon
100
Vanguard Morningstar Growth ETF
VUG
$230B
$154K 0.16%
5,568
+2,160
+63% +$59.9K
2 3
4
5 6

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.