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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.95%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$280M
AUM Growth
+$2.44M
Cap. Flow
+$8.22M
Cap. Flow %
2.94%
Top 10 Hldgs %
31.28%
Holding
177
New
11
Increased
60
Reduced
71
Closed
8

Top Buys

Rank Stock Value
1
EMB icon
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
+$1.42M
2
GPIX icon
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
+$843K
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$799K
4
BINC icon
BlackRock Flexible Income ETF
BINC
+$791K
5
VOO icon
Vanguard S&P 500 ETF
VOO
+$752K

Top Sells

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$324K
2
MDT icon
Medtronic
MDT
+$254K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$242K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$242K
5
BAC icon
Bank of America
BAC
+$231K

Sector Composition

Rank Sector Weight
1 Technology 9.39%
2 Consumer Discretionary 2.9%
3 Communication Services 2.7%
4 Financials 0.88%
5 Energy 0.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPS icon
51
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$1.49M 0.53%
50,675
-305
-0.6% -$9.47K
ITA icon
52
iShares US Aerospace & Defense ETF
ITA
$15B
$1.47M 0.52%
6,704
+51
+0.8% +$11.9K
PFF icon
53
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.42M 0.51%
46,752
-3,729
-7% -$117K
GPIX icon
54
Goldman Sachs ETF Trust Goldman Sachs S&P 500 Premium Income ETF
GPIX
$5.21B
$1.37M 0.49%
27,421
+16,171
+144% +$843K
UBER icon
55
Uber
UBER
$160B
$1.37M 0.49%
19,055
+34
+0.2% +$2.62K
SDSI icon
56
American Century Short Duration Strategic Income ETF
SDSI
$256M
$1.35M 0.48%
26,288
+203
+0.8% +$10.5K
ET icon
57
Energy Transfer Partners
ET
$71.6B
$1.29M 0.46%
66,660
-7,337
-10% -$134K
RSPD icon
58
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$337M
$1.24M 0.44%
23,199
-624
-3% -$35.9K
HYG icon
59
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.12M 0.4%
14,028
-197
-1% -$15.8K
KIO
60
KKR Income Opportunities Fund
KIO
$460M
$1.09M 0.39%
99,034
-6,383
-6% -$72.8K
AVDV icon
61
Avantis International Small Cap Value ETF
AVDV
$19.8B
$1.09M 0.39%
10,873
+345
+3% +$35.2K
MSFT icon
62
Microsoft
MSFT
$3.74T
$1.03M 0.37%
2,779
-125
-4% -$52.3K
BXSL icon
63
Blackstone Secured Lending
BXSL
$5.71B
$1.02M 0.36%
41,738
-110
-0.3% -$2.74K
FLOT icon
64
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.01M 0.36%
19,914
-1,615
-8% -$82.2K
GBTC icon
65
Grayscale Bitcoin Trust
GBTC
$9.51B
$983K 0.35%
18,630
-1,896
-9% -$113K
IBM icon
66
IBM
IBM
$224B
$965K 0.35%
3,982
-20
-0.5% -$5.41K
VZ icon
67
Verizon
VZ
$196B
$959K 0.34%
19,099
-1,388
-7% -$64.3K
XNTK icon
68
State Street SPDR NYSE Technology ETF
XNTK
$2.21B
$940K 0.34%
3,684
-86
-2% -$23.4K
BCTK
69
Baron Technology ETF
BCTK
$191M
$940K 0.34%
40,295
+1,980
+5% +$48.9K
GOOG icon
70
Alphabet (Google) Class C
GOOG
$4.2T
$915K 0.33%
3,191
+1
+0% +$314
GLD icon
71
SPDR Gold Trust
GLD
$143B
$898K 0.32%
2,086
+392
+23% +$176K
XOM icon
72
ExxonMobil
XOM
$657B
$896K 0.32%
5,282
+1,851
+54% +$270K
ED icon
73
Consolidated Edison
ED
$39.7B
$880K 0.31%
7,775
+11
+0.1% +$1.19K
PNQI icon
74
Invesco NASDAQ Internet ETF
PNQI
$544M
$850K 0.3%
19,001
-1,255
-6% -$61.2K
SCYB icon
75
Schwab High Yield Bond ETF
SCYB
$2.75B
$832K 0.3%
31,990
+7,289
+30% +$192K
1 2
3
4 5

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Joseph P. Lucia & Associates's Q1 2026 Portfolio in Review

As of Q1 2026, Joseph P. Lucia & Associates held 177 positions worth $280M, up 0.88% from $277M the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Joseph P. Lucia & Associates's Q1 2026 filing shows 11 new, 60 increased, 71 reduced and 8 closed positions. Its largest new stake was First Eagle Overseas Equity ETF: 9,281 shares worth $468K. The largest sale was Apple, an estimated $324K.

By sector, the portfolio is most concentrated in Technology at 9.4% of assets, down from 10% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q1 2026 buy was First Eagle Overseas Equity ETF: 9,281 shares worth $468K.
  • Joseph P. Lucia & Associates added most to iShares JPMorgan USD Emerging Markets Bond ETF in Q1 2026, an estimated $1.42M increase.
  • Joseph P. Lucia & Associates's biggest Q1 2026 reduction was Apple, cutting an estimated $324K.
  • Joseph P. Lucia & Associates fully exited Medtronic in Q1 2026, selling an estimated $254K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 31% of its $280M portfolio in Q1 2026.
  • Joseph P. Lucia & Associates opened 11 new positions and closed 8 in Q1 2026.
  • Joseph P. Lucia & Associates's portfolio value rose 0.88% quarter-over-quarter to $280M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2026, filed 15 May 2026.