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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$20.7M
Cap. Flow
+$5.32M
Cap. Flow %
2.01%
Top 10 Hldgs %
31.98%
Holding
165
New
14
Increased
56
Reduced
73
Closed
4

Top Buys

Rank Stock Value
1
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.29M
2
AVDV icon
Avantis International Small Cap Value ETF
AVDV
+$563K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$445K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$371K
5
EUAD
Select STOXX Europe Aerospace & Defense ETF
EUAD
+$363K

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$290K
2
MARW icon
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
+$229K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$214K
4
FINX icon
Global X FinTech ETF
FINX
+$209K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$202K

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Discretionary 3.21%
3 Communication Services 3.19%
4 Financials 1.15%
5 Energy 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLU icon
51
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$1.57M 0.59%
35,964
+10,530
+41% +$445K
RSPS icon
52
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$1.51M 0.57%
51,730
-1,675
-3% -$50.8K
MSFT icon
53
Microsoft
MSFT
$3.73T
$1.5M 0.57%
2,902
+131
+5% +$66.8K
KIO
54
KKR Income Opportunities Fund
KIO
$461M
$1.41M 0.53%
111,712
+661
+0.6% +$8.33K
ET icon
55
Energy Transfer Partners
ET
$71.7B
$1.4M 0.53%
81,660
-4,256
-5% -$74.6K
RSPD icon
56
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$337M
$1.38M 0.52%
23,998
-50
-0.2% -$2.84K
SDSI icon
57
American Century Short Duration Strategic Income ETF
SDSI
$256M
$1.38M 0.52%
26,674
-52
-0.2% -$2.68K
ITA icon
58
iShares US Aerospace & Defense ETF
ITA
$15B
$1.37M 0.52%
6,545
+698
+12% +$137K
BTC
59
Grayscale Bitcoin Mini Trust ETF
BTC
$3.35B
$1.32M 0.5%
26,014
+2,528
+11% +$128K
PNQI icon
60
Invesco NASDAQ Internet ETF
PNQI
$544M
$1.3M 0.49%
23,247
+724
+3% +$38.9K
SOCL icon
61
Global X Social Media ETF
SOCL
$92M
$1.24M 0.47%
20,391
-455
-2% -$26K
WCLD
62
WisdomTree Cloud Computing Fund
WCLD
$305M
$1.2M 0.45%
34,203
+248
+0.7% +$8.77K
BXSL icon
63
Blackstone Secured Lending
BXSL
$5.72B
$1.19M 0.45%
45,646
+907
+2% +$27.2K
FLOT icon
64
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.17M 0.44%
22,809
-75
-0.3% -$3.82K
KRE icon
65
State Street SPDR S&P Regional Banking ETF
KRE
$4.62B
$1.16M 0.44%
18,363
-145
-0.8% -$9.14K
IBM icon
66
IBM
IBM
$225B
$1.15M 0.43%
4,058
-577
-12% -$151K
HYG icon
67
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$1.12M 0.42%
13,822
-108
-0.8% -$8.7K
XNTK icon
68
State Street SPDR NYSE Technology ETF
XNTK
$2.21B
$1.12M 0.42%
4,110
+101
+3% +$24.9K
NFLX icon
69
Netflix
NFLX
$311B
$1.04M 0.39%
8,670
+850
+11% +$104K
SCHP icon
70
Schwab US TIPS ETF
SCHP
$16.2B
$1.03M 0.39%
38,259
-399
-1% -$10.7K
VZ icon
71
Verizon
VZ
$196B
$1.01M 0.38%
23,072
-2,147
-9% -$92.9K
IHI icon
72
iShares US Medical Devices ETF
IHI
$3.48B
$905K 0.34%
15,066
-415
-3% -$25.4K
VOO icon
73
Vanguard S&P 500 ETF
VOO
$1.03T
$891K 0.34%
1,455
+389
+36% +$229K
STIP icon
74
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$843K 0.32%
8,158
-280
-3% -$28.9K
AVDV icon
75
Avantis International Small Cap Value ETF
AVDV
$19.8B
$836K 0.32%
9,386
+6,694
+249% +$563K
1 2
3
4 5

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HAC
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Joseph P. Lucia & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Joseph P. Lucia & Associates held 165 positions worth $265M, up 8.5% from $244M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates's Q3 2025 filing shows 14 new, 56 increased, 73 reduced and 4 closed positions. Its largest new stake was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K. The largest sale was Vanguard Intermediate-Term Bond ETF, an estimated $290K.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2025 buy was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K.
  • Joseph P. Lucia & Associates added most to BlackRock Flexible Income ETF in Q3 2025, an estimated $2.29M increase.
  • Joseph P. Lucia & Associates's biggest Q3 2025 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $290K.
  • Joseph P. Lucia & Associates fully exited AllianzIM U.S. Equity Buffer20 Mar ETF in Q3 2025, selling an estimated $229K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $265M portfolio in Q3 2025.
  • Joseph P. Lucia & Associates opened 14 new positions and closed 4 in Q3 2025.
  • Joseph P. Lucia & Associates's portfolio value rose 8.5% quarter-over-quarter to $265M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2025, filed 20 Oct 2025.