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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$161M
AUM Growth
+$17.6M
Cap. Flow
+$2.57M
Cap. Flow %
1.6%
Top 10 Hldgs %
34.16%
Holding
120
New
11
Increased
34
Reduced
63
Closed
3

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.03M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$948K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$572K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$409K
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$396K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$311K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$305K
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$279K
4
DVY icon
iShares Select Dividend ETF
DVY
+$264K
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$247K

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Consumer Discretionary 3.49%
3 Communication Services 3.11%
4 Utilities 0.48%
5 Financials 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SOCL icon
51
Global X Social Media ETF
SOCL
$91.9M
$1.02M 0.63%
25,210
-290
-1% -$10.9K
VZ icon
52
Verizon
VZ
$196B
$1M 0.62%
26,619
+722
+3% +$25.5K
GOOGL icon
53
Alphabet (Google) Class A
GOOGL
$4.2T
$916K 0.57%
6,560
+191
+3% +$25.7K
IBM icon
54
IBM
IBM
$225B
$906K 0.56%
5,538
-353
-6% -$53.3K
XLI icon
55
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$904K 0.56%
7,934
+516
+7% +$54.2K
XYLD icon
56
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$883K 0.55%
22,389
+10
+0% +$390
MSFT icon
57
Microsoft
MSFT
$3.74T
$791K 0.49%
2,103
+77
+4% +$27.4K
ED icon
58
Consolidated Edison
ED
$39.8B
$778K 0.48%
8,554
+10
+0.1% +$893
BAB icon
59
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$744K 0.46%
27,652
-5,590
-17% -$143K
UBER icon
60
Uber
UBER
$160B
$733K 0.46%
11,906
+637
+6% +$33.3K
VOE icon
61
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$669K 0.42%
4,613
-446
-9% -$59.9K
SOXX icon
62
iShares Semiconductor ETF
SOXX
$45.2B
$631K 0.39%
3,285
– –
ET icon
63
Energy Transfer Partners
ET
$71.6B
$628K 0.39%
45,490
+6,235
+16% +$84.7K
SPLV icon
64
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$616K 0.38%
9,837
-827
-8% -$49.8K
AGG icon
65
iShares Core US Aggregate Bond ETF
AGG
$137B
$603K 0.38%
6,078
+3,114
+105% +$296K
SNOW icon
66
Snowflake
SNOW
$116B
$574K 0.36%
2,883
– –
XLY icon
67
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$539K 0.34%
6,032
-1,346
-18% -$111K
SCHV
68
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$517K 0.32%
22,116
-11,298
-34% -$247K
ETW
69
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$510K 0.32%
65,597
-1,384
-2% -$10.5K
PNQI icon
70
Invesco NASDAQ Internet ETF
PNQI
$543M
$509K 0.32%
14,102
+3,402
+32% +$112K
ITA icon
71
iShares US Aerospace & Defense ETF
ITA
$15B
$450K 0.28%
3,557
-598
-14% -$69.1K
GOOG icon
72
Alphabet (Google) Class C
GOOG
$4.19T
$440K 0.27%
3,120
– –
SHY icon
73
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$429K 0.27%
5,227
-44
-0.8% -$3.58K
SPHD icon
74
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$425K 0.26%
10,011
-1,795
-15% -$71.5K
HYG icon
75
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$17.9B
$411K 0.26%
+5,315
New +$396K
1 2
3
4 5

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Joseph P. Lucia & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Joseph P. Lucia & Associates held 120 positions worth $161M, up 12% from $143M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q4 2023 filing shows 11 new, 34 increased, 63 reduced and 3 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M. The largest sale was Schwab US TIPS ETF, an estimated $311K.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q4 2023 buy was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M.
  • Joseph P. Lucia & Associates added most to Vanguard Intermediate-Term Bond ETF in Q4 2023, an estimated $1.03M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2023 reduction was Schwab US TIPS ETF, cutting an estimated $311K.
  • Joseph P. Lucia & Associates fully exited iShares Biotechnology ETF in Q4 2023, selling an estimated $240K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $161M portfolio in Q4 2023.
  • Joseph P. Lucia & Associates opened 11 new positions and closed 3 in Q4 2023.
  • Joseph P. Lucia & Associates's portfolio value rose 12% quarter-over-quarter to $161M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.