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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-3.84%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$6.36M
Cap. Flow
-$188K
Cap. Flow %
-0.13%
Top 10 Hldgs %
34.11%
Holding
118
New
1
Increased
32
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$878K
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$739K
3
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$691K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$400K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$391K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$505K
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$360K
3
VSGX icon
Vanguard ESG International Stock ETF
VSGX
+$254K
4
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$249K
5
GLD icon
SPDR Gold Trust
GLD
+$230K

Sector Composition

Rank Sector Weight
1 Technology 8.13%
2 Consumer Discretionary 3.44%
3 Communication Services 3.06%
4 Utilities 0.51%
5 Energy 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BAB icon
51
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$841K 0.59%
33,242
-6,355
-16% -$165K
VZ icon
52
Verizon
VZ
$196B
$839K 0.59%
25,897
+7,013
+37% +$237K
GOOGL icon
53
Alphabet (Google) Class A
GOOGL
$4.2T
$833K 0.58%
6,369
– –
IBM icon
54
IBM
IBM
$225B
$826K 0.58%
5,891
-7
-0.1% -$996
XLI icon
55
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$752K 0.53%
7,418
+3,734
+101% +$400K
ED icon
56
Consolidated Edison
ED
$39.8B
$731K 0.51%
8,544
+9
+0.1% +$820
SCHV
57
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$718K 0.5%
33,414
-7,770
-19% -$174K
VOE icon
58
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$663K 0.46%
5,059
-1,086
-18% -$150K
MSFT icon
59
Microsoft
MSFT
$3.74T
$640K 0.45%
2,026
+135
+7% +$44.6K
SPLV icon
60
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$627K 0.44%
10,664
-851
-7% -$52.6K
XLY icon
61
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$594K 0.42%
7,378
-150
-2% -$12.7K
ET icon
62
Energy Transfer Partners
ET
$71.6B
$551K 0.39%
39,255
+9,320
+31% +$124K
SOXX icon
63
iShares Semiconductor ETF
SOXX
$45.2B
$519K 0.36%
3,285
– –
UBER icon
64
Uber
UBER
$160B
$518K 0.36%
11,269
+2,700
+32% +$123K
ETW
65
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$512K 0.36%
66,981
+331
+0.5% +$2.66K
SPHD icon
66
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$463K 0.32%
11,806
-1,060
-8% -$43.7K
SNOW icon
67
Snowflake
SNOW
$116B
$440K 0.31%
2,883
-12
-0.4% -$1.95K
ITA icon
68
iShares US Aerospace & Defense ETF
ITA
$15B
$440K 0.31%
4,155
-588
-12% -$67.1K
SHY icon
69
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$427K 0.3%
5,271
-5
-0.1% -$405
DIV icon
70
Global X SuperDividend US ETF
DIV
$773M
$425K 0.3%
26,225
-645
-2% -$10.8K
DRIV icon
71
Global X Autonomous & Electric Vehicles ETF
DRIV
$392M
$416K 0.29%
17,730
-1,025
-5% -$26K
GOOG icon
72
Alphabet (Google) Class C
GOOG
$4.19T
$411K 0.29%
3,120
– –
RSPU icon
73
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$531M
$395K 0.28%
7,855
-3,255
-29% -$178K
HYEM icon
74
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$391K 0.27%
21,940
-955
-4% -$17.2K
JETS icon
75
US Global Jets ETF
JETS
$827M
$382K 0.27%
22,449
-6,006
-21% -$119K
1 2
3
4 5

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Joseph P. Lucia & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Joseph P. Lucia & Associates held 118 positions worth $143M, down 4.3% from $149M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q3 2023 filing shows 1 new, 32 increased, 58 reduced and 9 closed positions. Its largest new stake was Transocean: 10,607 shares worth $87.1K. The largest sale was iShares Select Dividend ETF, an estimated $505K.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2023 buy was Transocean: 10,607 shares worth $87.1K.
  • Joseph P. Lucia & Associates added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $878K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2023 reduction was iShares Select Dividend ETF, cutting an estimated $505K.
  • Joseph P. Lucia & Associates fully exited Vanguard ESG International Stock ETF in Q3 2023, selling an estimated $254K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $143M portfolio in Q3 2023.
  • Joseph P. Lucia & Associates opened 1 new position and closed 9 in Q3 2023.
  • Joseph P. Lucia & Associates's portfolio value fell 4.3% quarter-over-quarter to $143M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.