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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$134M
AUM Growth
+$6.17M
Cap. Flow
-$297K
Cap. Flow %
-0.22%
Top 10 Hldgs %
33.1%
Holding
117
New
10
Increased
27
Reduced
72
Closed
3

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$1.03M
2
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$887K
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$761K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$648K
5
AAPL icon
Apple
AAPL
+$606K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.1M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$390K
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$366K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$344K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$311K

Sector Composition

Rank Sector Weight
1 Technology 5.9%
2 Communication Services 2.38%
3 Consumer Discretionary 2.24%
4 Utilities 0.69%
5 Financials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
51
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$761K 0.57%
11,909
-505
-4% -$31.3K
PNQI icon
52
Invesco NASDAQ Internet ETF
PNQI
$543M
$661K 0.5%
29,465
-2,800
-9% -$64.5K
VZ icon
53
Verizon
VZ
$196B
$656K 0.49%
16,650
+10,582
+174% +$399K
XLV icon
54
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$641K 0.48%
4,722
-190
-4% -$25.2K
FINX icon
55
Global X FinTech ETF
FINX
$166M
$626K 0.47%
32,508
-6,710
-17% -$135K
ETW
56
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.07B
$602K 0.45%
+70,682
New +$575K
NVDA icon
57
NVIDIA
NVDA
$5.27T
$591K 0.44%
40,420
+1,700
+4% +$24.9K
SPHD icon
58
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.39B
$586K 0.44%
13,371
-259
-2% -$11.1K
ITA icon
59
iShares US Aerospace & Defense ETF
ITA
$15B
$533K 0.4%
4,769
-190
-4% -$20.2K
META icon
60
Meta Platforms (Facebook)
META
$1.53T
$533K 0.4%
4,431
-383
-8% -$45K
DIV icon
61
Global X SuperDividend US ETF
DIV
$773M
$533K 0.4%
28,360
-2,210
-7% -$41.7K
JETS icon
62
US Global Jets ETF
JETS
$827M
$530K 0.4%
31,051
-2,915
-9% -$50.8K
LIT icon
63
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$525K 0.39%
8,961
-984
-10% -$65.7K
DRIV icon
64
Global X Autonomous & Electric Vehicles ETF
DRIV
$392M
$516K 0.39%
25,965
-2,480
-9% -$53K
VTV icon
65
Vanguard Morningstar Value ETF
VTV
$192B
$513K 0.38%
3,654
+580
+19% +$79.9K
XLY icon
66
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$504K 0.38%
7,810
-774
-9% -$54K
IEO icon
67
iShares US Oil & Gas Exploration & Production ETF
IEO
$585M
$481K 0.36%
5,183
+591
+13% +$57.3K
VO icon
68
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$481K 0.36%
9,432
-1,020
-10% -$52K
TIP icon
69
iShares TIPS Bond ETF
TIP
$14.7B
$468K 0.35%
4,399
-455
-9% -$48.6K
GOOGL icon
70
Alphabet (Google) Class A
GOOGL
$4.2T
$465K 0.35%
5,272
+187
+4% +$17.8K
PMM
71
Franklin Managed Municipal Income Trust
PMM
$273M
$462K 0.35%
73,509
-9,938
-12% -$60.3K
MSFT icon
72
Microsoft
MSFT
$3.74T
$455K 0.34%
1,896
-9
-0.5% -$2.16K
SHY icon
73
iShares 1-3 Year Treasury Bond ETF
SHY
$25.5B
$452K 0.34%
5,567
+321
+6% +$26K
VTIP icon
74
Vanguard Short-Term Inflation-Protected Securities Index Fund
VTIP
$19.8B
$437K 0.33%
9,357
-1,098
-11% -$52.3K
BIV icon
75
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$423K 0.32%
5,692
+100
+2% +$7.41K
1 2
3
4 5

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Joseph P. Lucia & Associates's Q4 2022 Portfolio in Review

As of Q4 2022, Joseph P. Lucia & Associates held 117 positions worth $134M, up 4.8% from $127M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates's Q4 2022 filing shows 10 new, 27 increased, 72 reduced and 3 closed positions. Its largest new stake was JPMorgan Equity Premium Income ETF: 14,008 shares worth $763K. The largest sale was iShares Floating Rate Bond ETF, an estimated $2.1M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q4 2022 buy was JPMorgan Equity Premium Income ETF: 14,008 shares worth $763K.
  • Joseph P. Lucia & Associates added most to Global X NASDAQ-100 Covered Call ETF in Q4 2022, an estimated $1.03M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2022 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.1M.
  • Joseph P. Lucia & Associates fully exited American Century Focused Dynamic Growth ETF in Q4 2022, selling an estimated $216K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $134M portfolio in Q4 2022.
  • Joseph P. Lucia & Associates opened 10 new positions and closed 3 in Q4 2022.
  • Joseph P. Lucia & Associates's portfolio value rose 4.8% quarter-over-quarter to $134M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2022, filed 13 Feb 2023.