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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JETS icon
51
US Global Jets ETF
JETS
$828M
$830K 0.53%
39,355
+323
+0.8% +$7.21K
ITA icon
52
iShares US Aerospace & Defense ETF
ITA
$15B
$825K 0.52%
8,027
-2,029
-20% -$212K
ED icon
53
Consolidated Edison
ED
$39.8B
$809K 0.51%
9,480
+9
+0.1% +$707
DIV icon
54
Global X SuperDividend US ETF
DIV
$773M
$779K 0.5%
37,420
-4,235
-10% -$86K
PAWZ icon
55
ProShares Pet Care ETF
PAWZ
$34.1M
$756K 0.48%
9,572
+52
+0.5% +$4.11K
QYLD icon
56
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$747K 0.47%
33,655
+6,312
+23% +$142K
DRIV icon
57
Global X Autonomous & Electric Vehicles ETF
DRIV
$392M
$737K 0.47%
24,155
+3,740
+18% +$112K
SCHV
58
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$734K 0.47%
30,054
-600
-2% -$14.2K
SPLB icon
59
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$688K 0.44%
21,841
-1,538
-7% -$48.6K
XLV icon
60
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$685K 0.44%
4,863
– –
HYEM icon
61
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$609K 0.39%
27,155
-3,753
-12% -$84.8K
LIT icon
62
Global X Lithium & Battery Tech ETF
LIT
$1.59B
$604K 0.38%
7,148
+5,384
+305% +$477K
VSGX icon
63
Vanguard ESG International Stock ETF
VSGX
$6.75B
$587K 0.37%
9,465
-3
-0% -$188
SOXX icon
64
iShares Semiconductor ETF
SOXX
$45.2B
$581K 0.37%
3,213
+150
+5% +$25.2K
XAR icon
65
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$581K 0.37%
4,988
– –
RSPG icon
66
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$596M
$553K 0.35%
11,572
+1,575
+16% +$77.2K
VTC icon
67
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$549K 0.35%
6,050
-545
-8% -$49.6K
TLT icon
68
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$546K 0.35%
3,686
-2,091
-36% -$308K
IBB icon
69
iShares Biotechnology ETF
IBB
$9.81B
$525K 0.33%
3,443
-544
-14% -$84.2K
BIV icon
70
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$521K 0.33%
5,950
-1,615
-21% -$143K
PSP icon
71
Invesco Global Listed Private Equity ETF
PSP
$249M
$504K 0.32%
6,523
– –
TIP icon
72
iShares TIPS Bond ETF
TIP
$14.7B
$498K 0.32%
3,854
+1,345
+54% +$173K
CVS icon
73
CVS Health
CVS
$120B
$478K 0.3%
4,632
-1,452
-24% -$134K
GOOGL icon
74
Alphabet (Google) Class A
GOOGL
$4.2T
$475K 0.3%
3,280
-8,000
-71% -$1.15M
XLI icon
75
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$466K 0.3%
4,405
– –
1 2
3
4 5

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.