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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JETS icon
51
US Global Jets ETF
JETS
$831M
$922K 0.55%
39,032
-2,423
-6% -$55.9K
RSPU icon
52
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$527M
$909K 0.54%
17,708
-1,190
-6% -$64.2K
META icon
53
Meta Platforms (Facebook)
META
$1.55T
$905K 0.54%
2,666
– –
XLY icon
54
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$858K 0.51%
9,560
-88
-0.9% -$7.99K
PYPL icon
55
PayPal
PYPL
$50.8B
$854K 0.51%
3,282
-400
-11% -$113K
TLT icon
56
iShares 20+ Year Treasury Bond ETF
TLT
$40.7B
$834K 0.49%
5,777
-885
-13% -$131K
DIV icon
57
Global X SuperDividend US ETF
DIV
$772M
$809K 0.48%
41,655
-2,935
-7% -$58K
VOE icon
58
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$788K 0.47%
5,643
+362
+7% +$51.4K
VIG icon
59
Vanguard Dividend Appreciation ETF
VIG
$115B
$751K 0.45%
4,892
+2,000
+69% +$319K
PAWZ icon
60
ProShares Pet Care ETF
PAWZ
$34.1M
$740K 0.44%
9,520
-180
-2% -$14.7K
SPLB icon
61
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.19B
$733K 0.43%
23,379
-1,197
-5% -$38.5K
HYEM icon
62
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$717K 0.42%
30,908
-50
-0.2% -$1.18K
SCHV
63
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$690K 0.41%
30,654
-57
-0.2% -$1.32K
ED icon
64
Consolidated Edison
ED
$39.2B
$688K 0.41%
9,471
+11
+0.1% +$821
VZ icon
65
Verizon
VZ
$196B
$683K 0.4%
12,655
+1,432
+13% +$79.2K
BIV icon
66
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$677K 0.4%
7,565
-715
-9% -$64.7K
IBB icon
67
iShares Biotechnology ETF
IBB
$9.83B
$645K 0.38%
3,987
-549
-12% -$92.4K
XLV icon
68
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$619K 0.37%
4,863
+37
+0.8% +$4.89K
FLOT icon
69
iShares Floating Rate Bond ETF
FLOT
$10.5B
$612K 0.36%
12,040
+8,100
+206% +$411K
QYLD icon
70
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$603K 0.36%
27,343
+6,718
+33% +$152K
VTC icon
71
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$602K 0.36%
6,595
-190
-3% -$17.6K
IBM icon
72
IBM
IBM
$227B
$597K 0.35%
4,493
+314
+8% +$42K
XAR icon
73
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$595K 0.35%
4,988
– –
VSGX icon
74
Vanguard ESG International Stock ETF
VSGX
$6.77B
$585K 0.35%
9,468
+1,182
+14% +$75.4K
MTUM icon
75
iShares MSCI USA Momentum Factor ETF
MTUM
$25.5B
$567K 0.34%
3,227
-60
-2% -$10.7K
1 2
3
4 5

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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.