We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPD icon
51
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
$639K 0.6%
18,621
+1,335
+8% +$43.7K
PYPL icon
52
PayPal
PYPL
$50.5B
$634K 0.59%
3,220
-1,505
-32% -$283K
GOOG icon
53
Alphabet (Google) Class C
GOOG
$4.19T
$617K 0.58%
8,400
– –
META icon
54
Meta Platforms (Facebook)
META
$1.53T
$604K 0.56%
2,307
+186
+9% +$48K
SCHD icon
55
Schwab US Dividend Equity ETF
SCHD
$107B
$548K 0.51%
29,736
-921
-3% -$16.9K
HYEM icon
56
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$524K 0.49%
23,065
+5,545
+32% +$127K
PGF icon
57
Invesco Financial Preferred ETF
PGF
$668M
$498K 0.46%
26,555
-175
-0.7% -$3.25K
IAU icon
58
iShares Gold Trust
IAU
$64.8B
$493K 0.46%
13,700
-280
-2% -$10.2K
EDV icon
59
Vanguard World Funds Extended Duration ETF
EDV
$3.47B
$489K 0.46%
2,952
+185
+7% +$31.2K
XLV icon
60
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$455K 0.42%
4,311
-36
-0.8% -$3.79K
XAR icon
61
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$447K 0.42%
5,120
-95
-2% -$8.43K
XLY icon
62
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$437K 0.41%
5,940
-730
-11% -$51.7K
IBM icon
63
IBM
IBM
$225B
$426K 0.4%
3,663
-194
-5% -$22.8K
VTC icon
64
Vanguard Total Corporate Bond ETF
VTC
$1.71B
$420K 0.39%
+4,555
New +$424K
VOE icon
65
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$409K 0.38%
4,035
-1,510
-27% -$153K
REM icon
66
iShares Mortgage Real Estate ETF
REM
$545M
$397K 0.37%
15,423
-750
-5% -$19.5K
PSP icon
67
Invesco Global Listed Private Equity ETF
PSP
$249M
$389K 0.36%
7,165
-600
-8% -$32.8K
NCV
68
Virtus Convertible & Income Fund
NCV
$393M
$371K 0.35%
20,246
-867
-4% -$16.2K
WCLD
69
WisdomTree Cloud Computing Fund
WCLD
$305M
$369K 0.34%
+8,630
New +$356K
SCHV
70
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$359K 0.34%
20,646
-8,367
-29% -$146K
VIG icon
71
Vanguard Dividend Appreciation ETF
VIG
$114B
$336K 0.31%
2,615
+85
+3% +$10.7K
UBER icon
72
Uber
UBER
$160B
$332K 0.31%
9,091
-1,000
-10% -$33K
DHY
73
Credit Suisse High Yield Credit Fund
DHY
$242M
$323K 0.3%
153,160
– –
BIV icon
74
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$313K 0.29%
3,345
+80
+2% +$7.49K
QYLD icon
75
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$310K 0.29%
14,380
+7,016
+95% +$152K
1 2
3
4 5

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.