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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-17.17%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$89.9M
AUM Growth
-$20M
Cap. Flow
+$2.82M
Cap. Flow %
3.14%
Top 10 Hldgs %
28.06%
Holding
521
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$817K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$778K
3
SMH icon
VanEck Semiconductor ETF
SMH
+$647K
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$398K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$370K

Top Sells

Rank Stock Value
1
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$465K
2
IAU icon
iShares Gold Trust
IAU
+$429K
3
CIM
Chimera Investment
CIM
+$365K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$348K
5
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$328K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOE icon
51
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.4B
$467K 0.52%
5,745
-826
-13% -$89K
PGF icon
52
Invesco Financial Preferred ETF
PGF
$668M
$451K 0.5%
26,730
-1,085
-4% -$19.7K
SCHV
53
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$434K 0.48%
29,403
+8,325
+39% +$153K
PYPL icon
54
PayPal
PYPL
$50.5B
$431K 0.48%
4,500
-115
-2% -$12.7K
PMM
55
Franklin Managed Municipal Income Trust
PMM
$273M
$425K 0.47%
58,992
-1,415
-2% -$11.1K
SCHD icon
56
Schwab US Dividend Equity ETF
SCHD
$107B
$423K 0.47%
28,215
+1,116
+4% +$20K
IAU icon
57
iShares Gold Trust
IAU
$64.8B
$419K 0.47%
13,891
-14,184
-51% -$429K
XLV icon
58
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$411K 0.46%
4,643
-69
-1% -$6.7K
XAR icon
59
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.62B
$397K 0.44%
5,215
– –
IBM icon
60
IBM
IBM
$225B
$389K 0.43%
3,666
+68
+2% +$8.6K
GLD icon
61
SPDR Gold Trust
GLD
$143B
$368K 0.41%
2,487
+1,032
+71% +$154K
META icon
62
Meta Platforms (Facebook)
META
$1.53T
$354K 0.39%
2,121
-85
-4% -$16.6K
NCV
63
Virtus Convertible & Income Fund
NCV
$393M
$336K 0.37%
22,488
-485
-2% -$10.2K
XLY icon
64
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$327K 0.36%
6,670
-1,490
-18% -$88K
HYEM icon
65
VanEck Emerging Markets High Yield Bond ETF
HYEM
$527M
$322K 0.36%
16,130
+500
+3% +$11.4K
PSP icon
66
Invesco Global Listed Private Equity ETF
PSP
$249M
$316K 0.35%
7,765
– –
REM icon
67
iShares Mortgage Real Estate ETF
REM
$545M
$302K 0.34%
16,173
+454
+3% +$18.3K
ARKK icon
68
ARK Innovation ETF
ARKK
$6.38B
$298K 0.33%
6,780
– –
UBER icon
69
Uber
UBER
$160B
$282K 0.31%
10,091
+1,000
+11% +$32.9K
DHY
70
Credit Suisse High Yield Credit Fund
DHY
$242M
$280K 0.31%
153,160
– –
RSPD icon
71
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
$260K 0.29%
11,631
+600
+5% +$19.5K
INKM icon
72
State Street Income Allocation ETF
INKM
$75.2M
$259K 0.29%
9,400
-160
-2% -$5.21K
LQD icon
73
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$244K 0.27%
1,972
+166
+9% +$21.2K
RSPG icon
74
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$596M
$238K 0.26%
11,888
-1,265
-10% -$46.5K
XLI icon
75
State Street Industrial Select Sector SPDR ETF
XLI
$34.7B
$236K 0.26%
4,007
-100
-2% -$7.54K
1 2
3
4 5

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Joseph P. Lucia & Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Joseph P. Lucia & Associates held 521 positions worth $89.9M, down 18% from $110M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates deployed $2.82M of net new capital in Q1 2020, opening 55 new positions and adding to 94 existing holdings. Its largest new stake was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.4% of assets, up from 3.2% a quarter earlier, followed by Technology and Communication Services.

On the sell side, the largest reduction was First Trust Dow Jones Internet Index Fund ETF, an estimated $465K trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2020 buy was iShares 7-10 Year Treasury Bond ETF: 6,759 shares worth $821K.
  • Joseph P. Lucia & Associates added most to iShares 20+ Year Treasury Bond ETF in Q1 2020, an estimated $817K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2020 reduction was First Trust Dow Jones Internet Index Fund ETF, cutting an estimated $465K.
  • Joseph P. Lucia & Associates fully exited State Street SPDR S&P Oil & Gas Equipment & Services ETF in Q1 2020, selling an estimated $192K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $89.9M portfolio in Q1 2020.
  • Joseph P. Lucia & Associates opened 55 new positions and closed 54 in Q1 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 18% quarter-over-quarter to $89.9M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2020, filed 22 Apr 2020.