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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+7.31%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$110M
AUM Growth
+$12.9M
Cap. Flow
+$6.2M
Cap. Flow %
5.63%
Top 10 Hldgs %
27.22%
Holding
502
New
25
Increased
109
Reduced
101
Closed
33

Top Buys

Rank Stock Value
1
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$1.19M
2
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$843K
3
DIV icon
Global X SuperDividend US ETF
DIV
+$797K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$677K
5
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$485K

Top Sells

Rank Stock Value
1
NFLX icon
Netflix
NFLX
+$741K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$205K
3
OUT icon
Outfront Media
OUT
+$189K
4
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$139K
5
EPI icon
WisdomTree India Earnings Fund ETF
EPI
+$121K

Sector Composition

Rank Sector Weight
1 Communication Services 3.45%
2 Consumer Discretionary 3.18%
3 Technology 3.17%
4 Financials 1.71%
5 Real Estate 0.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NCV
51
Virtus Convertible & Income Fund
NCV
$390M
$528K 0.48%
22,973
-802
-3% -$18.2K
PGF icon
52
Invesco Financial Preferred ETF
PGF
$668M
$525K 0.48%
27,815
+1,585
+6% +$29.7K
SCHD icon
53
Schwab US Dividend Equity ETF
SCHD
$107B
$523K 0.48%
27,099
-330
-1% -$6.18K
SPY icon
54
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$523K 0.48%
1,624
-40
-2% -$12.3K
XLY icon
55
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.7B
$512K 0.47%
8,160
– –
PCY icon
56
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$503K 0.46%
17,001
+8,228
+94% +$239K
PYPL icon
57
PayPal
PYPL
$50.1B
$499K 0.45%
4,615
+100
+2% +$10.4K
PSP icon
58
Invesco Global Listed Private Equity ETF
PSP
$245M
$497K 0.45%
7,765
+2,150
+38% +$132K
PMM
59
Franklin Managed Municipal Income Trust
PMM
$272M
$483K 0.44%
60,407
+26,830
+80% +$213K
XLV icon
60
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$480K 0.44%
4,712
+118
+3% +$11.3K
IBM icon
61
IBM
IBM
$222B
$461K 0.42%
3,598
-42
-1% -$5.46K
META icon
62
Meta Platforms (Facebook)
META
$1.52T
$453K 0.41%
2,206
-38
-2% -$7.36K
EPI icon
63
WisdomTree India Earnings Fund ETF
EPI
$2.05B
$451K 0.41%
18,100
-5,000
-22% -$121K
SPLB icon
64
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$430K 0.39%
14,280
– –
SCHV
65
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$422K 0.38%
21,078
-2,271
-10% -$44K
RSPD icon
66
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$335M
$409K 0.37%
11,031
-5,745
-34% -$205K
CIM
67
Chimera Investment
CIM
$974M
$404K 0.37%
6,553
+200
+3% +$12.2K
DHY
68
Credit Suisse High Yield Credit Fund
DHY
$242M
$383K 0.35%
153,160
+29,795
+24% +$75.1K
AGG icon
69
iShares Core US Aggregate Bond ETF
AGG
$137B
$376K 0.34%
3,350
+700
+26% +$78.9K
HYEM icon
70
VanEck Emerging Markets High Yield Bond ETF
HYEM
$525M
$371K 0.34%
15,630
+127
+0.8% +$2.98K
ARKK icon
71
ARK Innovation ETF
ARKK
$6.35B
$339K 0.31%
6,780
+3,400
+101% +$158K
XLI icon
72
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$335K 0.3%
4,107
– –
INKM icon
73
State Street Income Allocation ETF
INKM
$75.2M
$328K 0.3%
9,560
– –
SFIX
74
Stitch Fix
SFIX
$543M
$301K 0.27%
11,713
+813
+7% +$18.9K
IWC icon
75
iShares Micro-Cap ETF
IWC
$1.49B
$295K 0.27%
2,963
+330
+13% +$30.5K
1 2
3
4 5

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Joseph P. Lucia & Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Joseph P. Lucia & Associates held 502 positions worth $110M, up 13% from $97.1M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates deployed $6.2M of net new capital in Q4 2019, opening 25 new positions and adding to 109 existing holdings. Its largest new stake was Visa: 503 shares worth $95K.

By sector, the portfolio is most concentrated in Communication Services at 3.4% of assets, down from 4.3% a quarter earlier, followed by Consumer Discretionary and Technology.

On the sell side, the largest reduction was Netflix, an estimated $741K trimmed.

  • Joseph P. Lucia & Associates's largest Q4 2019 buy was Visa: 503 shares worth $95K.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Staples ETF in Q4 2019, an estimated $1.19M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2019 reduction was Netflix, cutting an estimated $741K.
  • Joseph P. Lucia & Associates fully exited Outfront Media in Q4 2019, selling an estimated $189K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $110M portfolio in Q4 2019.
  • Joseph P. Lucia & Associates opened 25 new positions and closed 33 in Q4 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 13% quarter-over-quarter to $110M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2019, filed 23 Jan 2020.