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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XAR icon
51
State Street SPDR S&P Aerospace & Defense ETF
XAR
$6.53B
$522K 0.54%
4,888
+418
+9% +$44.4K
GOOG icon
52
Alphabet (Google) Class C
GOOG
$4.35T
$512K 0.53%
8,400
– –
TLT icon
53
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$512K 0.53%
3,581
+552
+18% +$76.7K
IBM icon
54
IBM
IBM
$223B
$506K 0.52%
3,640
-201
-5% -$27.1K
SCHD icon
55
Schwab US Dividend Equity ETF
SCHD
$107B
$501K 0.52%
27,429
+27
+0.1% +$483
SPY icon
56
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$494K 0.51%
1,664
+5
+0.3% +$1.48K
PGF icon
57
Invesco Financial Preferred ETF
PGF
$667M
$493K 0.51%
26,230
+940
+4% +$17.6K
XLY icon
58
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$492K 0.51%
8,160
-874
-10% -$52.7K
AMZN icon
59
Amazon
AMZN
$3T
$476K 0.49%
5,480
+600
+12% +$55.6K
PYPL icon
60
PayPal
PYPL
$50.5B
$468K 0.48%
4,515
-20
-0.4% -$2.2K
SCHV
61
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$442K 0.46%
23,349
-1,344
-5% -$25.2K
SPLB icon
62
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$430K 0.44%
14,280
-3,980
-22% -$117K
XLV icon
63
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$414K 0.43%
4,594
+23
+0.5% +$2.1K
META icon
64
Meta Platforms (Facebook)
META
$1.52T
$400K 0.41%
2,244
-50
-2% -$9.5K
CIM
65
Chimera Investment
CIM
$980M
$373K 0.38%
6,353
+334
+6% +$19.4K
HYEM icon
66
VanEck Emerging Markets High Yield Bond ETF
HYEM
$525M
$359K 0.37%
15,503
+2,112
+16% +$49.5K
PSP icon
67
Invesco Global Listed Private Equity ETF
PSP
$244M
$332K 0.34%
5,615
+498
+10% +$29.7K
INKM icon
68
State Street Income Allocation ETF
INKM
$75.1M
$323K 0.33%
9,560
-90
-0.9% -$3.02K
XLI icon
69
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$319K 0.33%
4,107
+322
+9% +$24.7K
DHY
70
Credit Suisse High Yield Credit Fund
DHY
$243M
$315K 0.32%
123,365
+15,935
+15% +$40.3K
AGG icon
71
iShares Core US Aggregate Bond ETF
AGG
$137B
$300K 0.31%
2,650
+380
+17% +$42.7K
SCHF icon
72
Schwab International Equity ETF
SCHF
$68.3B
$268K 0.28%
16,794
-4,310
-20% -$67.8K
VIG icon
73
Vanguard Dividend Appreciation ETF
VIG
$114B
$268K 0.28%
2,245
+175
+8% +$20.6K
PMM
74
Franklin Managed Municipal Income Trust
PMM
$272M
$263K 0.27%
33,577
+14,415
+75% +$114K
PCY icon
75
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$256K 0.26%
8,773
+2,285
+35% +$67.1K
1 2
3
4 5

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.