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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UPBD icon
626
Upbound Group
UPBD
$1.11B
– –
-500
Closed -$27K
ZWS icon
627
Zurn Elkay Water Solutions
ZWS
$8.6B
– –
-114
Closed -$3K
DVLT
628
Datavault AI
DVLT
$262M
– –
0
– –
LEV
629
DELISTED
The Lion Electric Company
LEV
$0 ﹤0.01%
1
– –
FSR
630
DELISTED
Fisker Inc.
FSR
$0 ﹤0.01%
12
– –
TWTR
631
DELISTED
Twitter, Inc.
TWTR
– –
-125
Closed -$9K
MNDT
632
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-60
Closed -$1K
EVFM
633
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
$0 ﹤0.01%
1
– –
XLNX
634
DELISTED
Xilinx Inc
XLNX
– –
-1
Closed –
BPY
635
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-110
Closed -$2K
WORK
636
DELISTED
Slack Technologies, Inc.
WORK
– –
-1,310
Closed -$58K
NBRV
637
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
$0 ﹤0.01%
1
– –
ZOM
638
DELISTED
Zomedica Corp.
ZOM
$0 ﹤0.01%
+750
New +$443
SPI
639
DELISTED
SPI Energy Co., Ltd. Ordinary Shares
SPI
$0 ﹤0.01%
1
– –
22 23 24 25
26

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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.