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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVPS
576
DELISTED
Amplify Thematic All-Stars ETF
MVPS
– –
-538
Closed -$13K
NAPA
577
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
– –
-146
Closed -$3K
LEV
578
DELISTED
The Lion Electric Company
LEV
– –
-1
Closed –
MRO
579
DELISTED
Marathon Oil Corporation
MRO
– –
-60
Closed -$1K
EGIO
580
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-11
Closed -$1K
PXD
581
DELISTED
Pioneer Natural Resource Co.
PXD
– –
-14
Closed -$2K
FSR
582
DELISTED
Fisker Inc.
FSR
– –
-12
Closed –
THCX
583
DELISTED
AXS Cannabis ETF
THCX
– –
-350
Closed -$45K
AVTA
584
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-33
Closed -$1K
JPS
585
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-1,500
Closed -$15K
IDEX
586
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
-4
Closed -$1K
APPH
587
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-150
Closed -$1K
TTCF
588
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-46
Closed -$1K
DBD
589
DELISTED
Diebold Nixdorf Incorporated
DBD
– –
-500
Closed -$5K
FCRD
590
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-1,000
Closed -$4K
CAJ
591
DELISTED
Canon, Inc.
CAJ
– –
-70
Closed -$2K
STOR
592
DELISTED
STORE Capital Corporation
STOR
– –
-50
Closed -$2K
SPAK
593
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
– –
-1,230
Closed -$28K
IEHS
594
DELISTED
iShares Evolved U.S. Healthcare Staples ETF
IEHS
– –
-100
Closed -$4K
ZNGA
595
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-2,700
Closed -$20K
EVFM
596
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
– –
-1
Closed –
GNOG
597
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-100
Closed -$2K
PBCT
598
DELISTED
People's United Financial Inc
PBCT
– –
-100
Closed -$2K
ARNA
599
DELISTED
Arena Pharmaceuticals Inc
ARNA
– –
-150
Closed -$9K
NBRV
600
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
– –
-1
Closed –
21 22 23
24
25

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.