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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ADPT icon
576
Adaptive Biotechnologies
ADPT
$4.04B
– –
-50
Closed -$2K
AEVA
577
Aeva Technologies
AEVA
$1.68B
– –
-4
Closed –
AMBA icon
578
Ambarella
AMBA
$3.64B
– –
-1
Closed –
AOA icon
579
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
$0 ﹤0.01%
4
– –
ARKF icon
580
ARK Blockchain & Fintech Innovation ETF
ARKF
$765M
– –
-50
Closed -$3K
ASIX icon
581
AdvanSix
ASIX
$452M
$0 ﹤0.01%
1
– –
BB icon
582
BlackBerry
BB
$5.26B
$0 ﹤0.01%
1
– –
BGS icon
583
B&G Foods
BGS
$277M
– –
-500
Closed -$16K
BHF icon
584
Brighthouse Financial
BHF
$3.38B
$0 ﹤0.01%
1
– –
BUZZ icon
585
VanEck Social Sentiment ETF
BUZZ
$98.9M
– –
-40
Closed -$1K
BX icon
586
Blackstone
BX
$110B
$0 ﹤0.01%
3
– –
CASI
587
DELISTED
CASI Pharmaceuticals
CASI
– –
0
– –
CBAT icon
588
CBAK Energy Technology Ltd
CBAT
$69.2M
$0 ﹤0.01%
1
– –
CHPT icon
589
ChargePoint
CHPT
$162M
$0 ﹤0.01%
+1
New +$466
CZR icon
590
Caesars Entertainment
CZR
$6.06B
– –
-2
Closed –
DBX icon
591
Dropbox
DBX
$7.41B
$0 ﹤0.01%
10
-100
-91% -$3.11K
DMLP icon
592
Dorchester Minerals
DMLP
$1.33B
– –
-100
Closed -$2K
EXEL icon
593
Exelixis
EXEL
$12.7B
– –
-2
Closed –
EXK
594
Endeavour Silver
EXK
$3.14B
$0 ﹤0.01%
20
– –
FAZ
595
Direxion Daily Financial Bear 3x ETF
FAZ
$86M
$0 ﹤0.01%
2
– –
FXI icon
596
iShares China Large-Cap ETF
FXI
$4.25B
– –
-25
Closed -$1K
GGZ
597
Gabelli Global Small and Mid-Cap Value Trust
GGZ
$127M
– –
-353
Closed -$6K
HERO icon
598
Global X Video Games & Esports ETF
HERO
$67.7M
$0 ﹤0.01%
1
-400
-100% -$12K
IQ icon
599
iQIYI
IQ
$1.3B
$0 ﹤0.01%
10
– –
KOPN icon
600
Kopin
KOPN
$964M
$0 ﹤0.01%
1
– –
22 23
24
25 26

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RWM
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HAC
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WHGC
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JCA
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.