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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INSG icon
551
Inseego
INSG
$84.9M
$1K ﹤0.01%
20
– –
KWEB icon
552
KraneShares CSI China Internet ETF
KWEB
$5.56B
$1K ﹤0.01%
20
-4,380
-100% -$230K
MNKD icon
553
MannKind Corp
MNKD
$1.23B
$1K ﹤0.01%
130
– –
NXPI icon
554
NXP Semiconductors
NXPI
$59.6B
$1K ﹤0.01%
7
-1
-13% -$208
OGN icon
555
Organon & Co
OGN
$3.58B
$1K ﹤0.01%
34
-1
-3% -$32
OMEX icon
556
Odyssey Marine Exploration
OMEX
$52.7M
$1K ﹤0.01%
101
– –
PETS icon
557
PetMed Express
PETS
$42.3M
$1K ﹤0.01%
40
– –
PLUG icon
558
Plug Power
PLUG
$3.1B
$1K ﹤0.01%
+55
New +$1.47K
RIGL icon
559
Rigel Pharmaceuticals
RIGL
$785M
$1K ﹤0.01%
15
– –
TGT icon
560
Target
TGT
$69.2B
$1K ﹤0.01%
3
– –
UNIT
561
Uniti Group
UNIT
$2.25B
$1K ﹤0.01%
89
– –
USO icon
562
United States Oil Fund
USO
$1.8B
$1K ﹤0.01%
25
– –
UVXY icon
563
ProShares Ultra VIX Short-Term Futures ETF
UVXY
$287M
– –
0
– –
VRME icon
564
VerifyMe
VRME
$9.44M
$1K ﹤0.01%
+150
New +$549
WAB icon
565
Wabtec
WAB
$50.3B
$1K ﹤0.01%
6
– –
WRAP icon
566
Wrap Technologies
WRAP
$104M
$1K ﹤0.01%
85
– –
YALA
567
Yalla Group
YALA
$817M
$1K ﹤0.01%
+100
New +$1.17K
MRO
568
DELISTED
Marathon Oil Corporation
MRO
$1K ﹤0.01%
+60
New +$723
EGIO
569
DELISTED
Edgio, Inc. Common Stock
EGIO
$1K ﹤0.01%
11
– –
AVTA
570
DELISTED
Avantax, Inc. Common Stock
AVTA
$1K ﹤0.01%
33
– –
IDEX
571
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$1K ﹤0.01%
4
+3
+300% +$874
APPH
572
DELISTED
AppHarvest, Inc. Common Stock
APPH
$1K ﹤0.01%
150
– –
TTCF
573
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$1K ﹤0.01%
+46
New +$910
ACVA icon
574
ACV Auctions
ACVA
$1.27B
– –
-12
Closed –
ADI icon
575
Analog Devices
ADI
$188B
– –
-1
Closed –
21 22
23
24 25

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RWM
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HAC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.