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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGI icon
526
S&P Global
SPGI
$120B
$2K ﹤0.01%
5
– –
STAG icon
527
STAG Industrial
STAG
$7.08B
$2K ﹤0.01%
58
– –
TFC icon
528
Truist Financial
TFC
$63.9B
$2K ﹤0.01%
41
– –
TXN icon
529
Texas Instruments
TXN
$257B
$2K ﹤0.01%
9
– –
UL icon
530
Unilever
UL
$134B
$2K ﹤0.01%
31
– –
WPM icon
531
Wheaton Precious Metals
WPM
$61B
$2K ﹤0.01%
65
– –
PXD
532
DELISTED
Pioneer Natural Resource Co.
PXD
$2K ﹤0.01%
14
– –
CAJ
533
DELISTED
Canon, Inc.
CAJ
$2K ﹤0.01%
70
– –
STOR
534
DELISTED
STORE Capital Corporation
STOR
$2K ﹤0.01%
50
– –
GNOG
535
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
$2K ﹤0.01%
100
– –
PBCT
536
DELISTED
People's United Financial Inc
PBCT
$2K ﹤0.01%
+100
New +$1.63K
MNP
537
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
$2K ﹤0.01%
100
– –
ABNB icon
538
Airbnb
ABNB
$111B
$1K ﹤0.01%
+7
New +$1.07K
ANY icon
539
Sphere 3D
ANY
$16.6M
$1K ﹤0.01%
+2
New +$642
BFLY icon
540
Butterfly Network
BFLY
$2.5B
$1K ﹤0.01%
50
– –
BN icon
541
Brookfield
BN
$110B
$1K ﹤0.01%
+19
New +$555
BSX icon
542
Boston Scientific
BSX
$74.2B
$1K ﹤0.01%
29
– –
CENN icon
543
Cenntro
CENN
$8.46M
– –
0
– –
CGC
544
Canopy Growth
CGC
$422M
$1K ﹤0.01%
5
– –
COCP icon
545
Cocrystal Pharma
COCP
$14.9M
$1K ﹤0.01%
92
+9
+11% +$119
DNP icon
546
DNP Select Income Fund
DNP
$4.1B
$1K ﹤0.01%
+100
New +$1.07K
EVLV icon
547
Evolv Technologies
EVLV
$1.08B
$1K ﹤0.01%
+200
New +$1.58K
HITI
548
High Tide
HITI
$206M
$1K ﹤0.01%
150
+50
+50% +$341
HOOD icon
549
Robinhood
HOOD
$84.9B
$1K ﹤0.01%
+30
New +$1.36K
HSBC icon
550
HSBC
HSBC
$355B
$1K ﹤0.01%
55
– –
20 21
22
23 24

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.