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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JSD
501
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
$3K ﹤0.01%
+200
New +$2.96K
AMT icon
502
American Tower
AMT
$79B
$2K ﹤0.01%
8
– –
BTI icon
503
British American Tobacco
BTI
$122B
$2K ﹤0.01%
+60
New +$2.25K
BYND icon
504
Beyond Meat
BYND
$215M
$2K ﹤0.01%
22
– –
CAH icon
505
Cardinal Health
CAH
$55.9B
$2K ﹤0.01%
40
– –
CMS icon
506
CMS Energy
CMS
$21.8B
$2K ﹤0.01%
34
– –
DD icon
507
DuPont de Nemours
DD
$19.5B
$2K ﹤0.01%
18
– –
DECK icon
508
Deckers Outdoor
DECK
$12.8B
$2K ﹤0.01%
30
– –
DSI icon
509
iShares MSCI KLD 400 Social ETF
DSI
$5.51B
$2K ﹤0.01%
30
– –
EDIT icon
510
Editas Medicine
EDIT
$453M
$2K ﹤0.01%
38
– –
ESGU icon
511
iShares ESG Aware MSCI USA ETF
ESGU
$18.3B
$2K ﹤0.01%
25
– –
FANG icon
512
Diamondback Energy
FANG
$56.5B
$2K ﹤0.01%
17
– –
HBAN icon
513
Huntington Bancshares
HBAN
$35.9B
$2K ﹤0.01%
+100
New +$1.47K
HIPS icon
514
GraniteShares HIPS US High Income ETF
HIPS
$119M
$2K ﹤0.01%
+100
New +$1.55K
HNDL icon
515
Strategy Shares Nasdaq 7HANDL Index ETF
HNDL
$635M
$2K ﹤0.01%
+100
New +$2.56K
IFN
516
Aberdeen India Fund
IFN
$508M
$2K ﹤0.01%
106
– –
KMB icon
517
Kimberly-Clark
KMB
$36.1B
$2K ﹤0.01%
18
– –
MCHP icon
518
Microchip Technology
MCHP
$44B
$2K ﹤0.01%
30
-2
-6% -$150
MCK icon
519
McKesson
MCK
$105B
$2K ﹤0.01%
+8
New +$1.6K
MMLP icon
520
Martin Midstream Partners
MMLP
$92.3M
$2K ﹤0.01%
738
– –
MSGS icon
521
Madison Square Garden
MSGS
$9.47B
$2K ﹤0.01%
10
– –
NEE icon
522
NextEra Energy
NEE
$179B
$2K ﹤0.01%
27
– –
PDT
523
John Hancock Premium Dividend Fund
PDT
$627M
$2K ﹤0.01%
+100
New +$1.69K
PTON icon
524
Peloton Interactive
PTON
$2.46B
$2K ﹤0.01%
20
– –
SNDL icon
525
Sundial Growers
SNDL
$323M
$2K ﹤0.01%
253
+70
+38% +$547
19 20
21
22 23

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RWM
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EAM
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.