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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BWA icon
476
BorgWarner
BWA
$13.8B
$3K ﹤0.01%
72
– –
CDNS icon
477
Cadence Design Systems
CDNS
$89.2B
$3K ﹤0.01%
22
– –
CI icon
478
Cigna
CI
$73.5B
$3K ﹤0.01%
17
– –
CM icon
479
Canadian Imperial Bank of Commerce
CM
$112B
$3K ﹤0.01%
50
– –
CMCSA icon
480
Comcast
CMCSA
$92.9B
$3K ﹤0.01%
62
– –
DEO icon
481
Diageo
DEO
$52.8B
$3K ﹤0.01%
13
– –
DOC icon
482
Healthpeak Properties
DOC
$14.3B
$3K ﹤0.01%
87
+1
+1% +$35
DX
483
Dynex Capital
DX
$3.23B
$3K ﹤0.01%
200
– –
DXC icon
484
DXC Technology
DXC
$1.79B
$3K ﹤0.01%
86
– –
ENTG icon
485
Entegris
ENTG
$25B
$3K ﹤0.01%
25
– –
FPF
486
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$3K ﹤0.01%
135
– –
IJT icon
487
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.43B
$3K ﹤0.01%
24
– –
IQV icon
488
IQVIA
IQV
$39.8B
$3K ﹤0.01%
12
– –
IT icon
489
Gartner
IT
$11.6B
$3K ﹤0.01%
10
– –
LPLA icon
490
LPL Financial
LPLA
$29.5B
$3K ﹤0.01%
18
– –
LVS icon
491
Las Vegas Sands
LVS
$29.6B
$3K ﹤0.01%
88
– –
NVST icon
492
Envista
NVST
$4.51B
$3K ﹤0.01%
63
– –
SOXS icon
493
Direxion Daily Semiconductor Bear 3X ETF
SOXS
$1.38B
– –
0
– –
SYK icon
494
Stryker
SYK
$131B
$3K ﹤0.01%
10
– –
TMUS icon
495
T-Mobile US
TMUS
$197B
$3K ﹤0.01%
24
– –
UNH icon
496
UnitedHealth
UNH
$358B
$3K ﹤0.01%
7
– –
USA icon
497
Liberty All-Star Equity Fund
USA
$1.87B
$3K ﹤0.01%
349
+9
+3% +$78
VRT icon
498
Vertiv
VRT
$111B
$3K ﹤0.01%
131
– –
NAPA
499
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
$3K ﹤0.01%
146
– –
HZNP
500
DELISTED
Horizon Therapeutics Public Limited Company Ordinary Shares
HZNP
$3K ﹤0.01%
26
– –
18 19
20
21 22

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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.