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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EGIO
476
DELISTED
Edgio, Inc. Common Stock
EGIO
– –
-11
Closed -$3K
JPS
477
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
– –
-1,500
Closed -$13K
YVR
478
DELISTED
Liquid Media Group Ltd. Common Shares
YVR
– –
-250
Closed -$1K
MGI
479
DELISTED
MoneyGram International, Inc. New
MGI
– –
-75
Closed –
FCRD
480
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-1,250
Closed -$4K
CAJ
481
DELISTED
Canon, Inc.
CAJ
– –
-70
Closed -$1K
SRNE
482
DELISTED
Sorrento Therapeutics, Inc.
SRNE
– –
-35
Closed –
STOR
483
DELISTED
STORE Capital Corporation
STOR
– –
-50
Closed -$1K
PCSB
484
DELISTED
PCSB Financial Corporation
PCSB
– –
-443
Closed -$6K
TWTR
485
DELISTED
Twitter, Inc.
TWTR
– –
-125
Closed -$4K
MNDT
486
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-60
Closed -$1K
IEHS
487
DELISTED
iShares Evolved U.S. Healthcare Staples ETF
IEHS
– –
-180
Closed -$6K
WMC
488
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-119
Closed -$3K
ZNGA
489
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-2,700
Closed -$26K
EVFM
490
DELISTED
Evofem Biosciences, Inc. Common Stock
EVFM
– –
-1
Closed –
BPY
491
DELISTED
Brookfield Property Partners L.P. Limited Partnership Units
BPY
– –
-110
Closed -$1K
WORK
492
DELISTED
Slack Technologies, Inc.
WORK
– –
-3,245
Closed -$101K
APHA
493
DELISTED
Aphria Inc. Common Shares
APHA
– –
-75
Closed –
DNKN
494
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-158
Closed -$10K
NBRV
495
DELISTED
Nabriva Therapeutics plc Ordinary Shares Ireland
NBRV
– –
-1
Closed –
CLUB
496
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-32,209
Closed -$17K
ADRE
497
DELISTED
Invesco BLDRS Emerging Markets 50 ADR Index Fund
ADRE
– –
-1,985
Closed -$79K
TVIX
498
DELISTED
VelocityShares Daily 2x VIX Short Term ETN
TVIX
– –
-7
Closed -$1K
MNP
499
DELISTED
Western Asset Municipal Partners Fund, Inc.
MNP
– –
-100
Closed -$1K
PDLI
500
DELISTED
PDL BioPharma, Inc.
PDLI
– –
-100
Closed –
17 18 19
20
21

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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.