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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.8%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$265M
AUM Growth
+$20.7M
Cap. Flow
+$5.32M
Cap. Flow %
2.01%
Top 10 Hldgs %
31.98%
Holding
165
New
14
Increased
56
Reduced
73
Closed
4

Top Buys

Rank Stock Value
1
BINC icon
BlackRock Flexible Income ETF
BINC
+$2.29M
2
AVDV icon
Avantis International Small Cap Value ETF
AVDV
+$563K
3
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$445K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$371K
5
EUAD
Select STOXX Europe Aerospace & Defense ETF
EUAD
+$363K

Top Sells

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$290K
2
MARW icon
AllianzIM U.S. Equity Buffer20 Mar ETF
MARW
+$229K
3
VTV icon
Vanguard Morningstar Value ETF
VTV
+$214K
4
FINX icon
Global X FinTech ETF
FINX
+$209K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
+$202K

Sector Composition

Rank Sector Weight
1 Technology 9.88%
2 Consumer Discretionary 3.21%
3 Communication Services 3.19%
4 Financials 1.15%
5 Energy 0.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCHX icon
26
Schwab US Large- Cap ETF
SCHX
$74.6B
$2.81M 1.06%
106,698
-414
-0.4% -$10.5K
RSPN icon
27
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$2.7M 1.02%
48,066
-243
-0.5% -$13.5K
BIV icon
28
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$2.68M 1.01%
34,305
-3,747
-10% -$290K
VIG icon
29
Vanguard Dividend Appreciation ETF
VIG
$115B
$2.64M 0.99%
12,217
+70
+0.6% +$14.7K
FTSD icon
30
Franklin Short Duration US Government ETF
FTSD
$308M
$2.6M 0.98%
28,541
+75
+0.3% +$6.81K
VB icon
31
Vanguard Morningstar Small-Cap ETF
VB
$82.9B
$2.57M 0.97%
10,103
+218
+2% +$54.1K
XLV icon
32
State Street Health Care Select Sector SPDR ETF
XLV
$44.1B
$2.55M 0.96%
18,296
-685
-4% -$92.7K
SCHA icon
33
Schwab U.S Small- Cap ETF
SCHA
$23.1B
$2.47M 0.93%
88,566
+722
+0.8% +$19.3K
SDOG icon
34
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$2.33M 0.88%
38,706
-97
-0.2% -$5.73K
TLT icon
35
iShares 20+ Year Treasury Bond ETF
TLT
$40.7B
$2.24M 0.85%
25,115
-31
-0.1% -$2.71K
SCHM icon
36
Schwab US Mid-Cap ETF
SCHM
$15.1B
$2.21M 0.83%
74,426
-561
-0.7% -$16.3K
XLI icon
37
State Street Industrial Select Sector SPDR ETF
XLI
$34.8B
$2.19M 0.83%
14,189
+1,566
+12% +$237K
RSPG icon
38
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$590M
$2.14M 0.81%
26,873
-772
-3% -$59.2K
QYLD icon
39
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$2.1M 0.79%
123,234
-5,270
-4% -$88.5K
JEPQ icon
40
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.4B
$2.08M 0.78%
36,166
+192
+0.5% +$10.7K
AVUV icon
41
Avantis US Small Cap Value ETF
AVUV
$30.9B
$1.88M 0.71%
18,871
-605
-3% -$58.5K
GBTC icon
42
Grayscale Bitcoin Trust
GBTC
$9.63B
$1.86M 0.7%
20,740
-1,608
-7% -$145K
APRW icon
43
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$201M
$1.84M 0.69%
53,727
-1,250
-2% -$42.3K
XLB icon
44
State Street Materials Select Sector SPDR ETF
XLB
$8.76B
$1.77M 0.67%
39,418
+5,126
+15% +$232K
UBER icon
45
Uber
UBER
$160B
$1.75M 0.66%
17,885
+207
+1% +$19.4K
PFF icon
46
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.73M 0.65%
54,843
-4,222
-7% -$133K
PFXF icon
47
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$1.7M 0.64%
95,705
-5,703
-6% -$101K
JANW icon
48
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
$350M
$1.68M 0.63%
46,360
-3,780
-8% -$134K
SOXX icon
49
iShares Semiconductor ETF
SOXX
$45.1B
$1.59M 0.6%
5,867
-16
-0.3% -$3.99K
GOOGL icon
50
Alphabet (Google) Class A
GOOGL
$4.3T
$1.58M 0.6%
6,519
+125
+2% +$26.2K
1
2
3 4 5

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Joseph P. Lucia & Associates's Q3 2025 Portfolio in Review

As of Q3 2025, Joseph P. Lucia & Associates held 165 positions worth $265M, up 8.5% from $244M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates's Q3 2025 filing shows 14 new, 56 increased, 73 reduced and 4 closed positions. Its largest new stake was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K. The largest sale was Vanguard Intermediate-Term Bond ETF, an estimated $290K.

By sector, the portfolio is most concentrated in Technology at 9.9% of assets, up from 9.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2025 buy was Select STOXX Europe Aerospace & Defense ETF: 8,437 shares worth $396K.
  • Joseph P. Lucia & Associates added most to BlackRock Flexible Income ETF in Q3 2025, an estimated $2.29M increase.
  • Joseph P. Lucia & Associates's biggest Q3 2025 reduction was Vanguard Intermediate-Term Bond ETF, cutting an estimated $290K.
  • Joseph P. Lucia & Associates fully exited AllianzIM U.S. Equity Buffer20 Mar ETF in Q3 2025, selling an estimated $229K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $265M portfolio in Q3 2025.
  • Joseph P. Lucia & Associates opened 14 new positions and closed 4 in Q3 2025.
  • Joseph P. Lucia & Associates's portfolio value rose 8.5% quarter-over-quarter to $265M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2025, filed 20 Oct 2025.