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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+10.89%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$161M
AUM Growth
+$17.6M
Cap. Flow
+$2.57M
Cap. Flow %
1.6%
Top 10 Hldgs %
34.16%
Holding
120
New
11
Increased
34
Reduced
63
Closed
3

Top Buys

Rank Stock Value
1
BIV icon
Vanguard Intermediate-Term Bond ETF
BIV
+$1.03M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$948K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$572K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$409K
5
HYG icon
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
+$396K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$311K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$305K
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$279K
4
DVY icon
iShares Select Dividend ETF
DVY
+$264K
5
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$247K

Sector Composition

Rank Sector Weight
1 Technology 8.33%
2 Consumer Discretionary 3.49%
3 Communication Services 3.11%
4 Utilities 0.48%
5 Financials 0.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIG icon
26
Vanguard Dividend Appreciation ETF
VIG
$114B
$2.14M 1.33%
12,540
-425
-3% -$68.4K
XLE icon
27
State Street Energy Select Sector SPDR ETF
XLE
$39.3B
$2.13M 1.33%
50,848
-76
-0.1% -$3.25K
NVDA icon
28
NVIDIA
NVDA
$5.27T
$2.01M 1.25%
40,610
+70
+0.2% +$3.24K
PFF icon
29
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.98M 1.23%
63,419
-1,681
-3% -$50.2K
PFXF icon
30
VanEck Preferred Securities ex Financials ETF
PFXF
$2.45B
$1.95M 1.21%
113,412
-5,126
-4% -$84.8K
RSPG icon
31
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$588M
$1.93M 1.2%
26,126
+2,646
+11% +$198K
RSPS icon
32
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$246M
$1.82M 1.13%
58,055
-2,207
-4% -$66K
JEPQ icon
33
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.4B
$1.82M 1.13%
36,487
-1,020
-3% -$49.2K
META icon
34
Meta Platforms (Facebook)
META
$1.52T
$1.59M 0.99%
4,496
-15
-0.3% -$4.88K
XLV icon
35
State Street Health Care Select Sector SPDR ETF
XLV
$44B
$1.48M 0.92%
10,885
+2,542
+30% +$331K
BIV icon
36
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$1.45M 0.9%
19,009
+14,039
+282% +$1.03M
STIP icon
37
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.4M 0.87%
14,222
-2,042
-13% -$199K
XLF icon
38
State Street Financial Select Sector SPDR ETF
XLF
$59B
$1.35M 0.84%
35,970
+67
+0.2% +$2.32K
VHT icon
39
Vanguard Health Care ETF
VHT
$19B
$1.33M 0.83%
5,305
+29
+0.5% +$6.87K
KRE icon
40
State Street SPDR S&P Regional Banking ETF
KRE
$4.56B
$1.29M 0.8%
24,526
-3,355
-12% -$150K
RSPD icon
41
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$336M
$1.22M 0.76%
25,571
-525
-2% -$22.5K
FLOT icon
42
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.21M 0.75%
23,806
-6,010
-20% -$305K
AVUV icon
43
Avantis US Small Cap Value ETF
AVUV
$30.8B
$1.2M 0.75%
13,413
-1,839
-12% -$147K
KIO
44
KKR Income Opportunities Fund
KIO
$459M
$1.14M 0.71%
90,878
-1,609
-2% -$19.1K
TSLA icon
45
Tesla
TSLA
$1.31T
$1.11M 0.69%
4,471
-187
-4% -$44.4K
IHI icon
46
iShares US Medical Devices ETF
IHI
$3.44B
$1.07M 0.67%
19,797
-2,125
-10% -$104K
DIS icon
47
Walt Disney
DIS
$178B
$1.04M 0.65%
11,537
-80
-0.7% -$7.05K
TLT icon
48
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$1.04M 0.65%
+10,497
New +$948K
XLB icon
49
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$1.03M 0.64%
24,148
+778
+3% +$31.1K
WCLD
50
WisdomTree Cloud Computing Fund
WCLD
$305M
$1.03M 0.64%
29,379
-465
-2% -$14.2K
1
2
3 4 5

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Joseph P. Lucia & Associates's Q4 2023 Portfolio in Review

As of Q4 2023, Joseph P. Lucia & Associates held 120 positions worth $161M, up 12% from $143M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q4 2023 filing shows 11 new, 34 increased, 63 reduced and 3 closed positions. Its largest new stake was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M. The largest sale was Schwab US TIPS ETF, an estimated $311K.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.1% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q4 2023 buy was iShares 20+ Year Treasury Bond ETF: 10,497 shares worth $1.04M.
  • Joseph P. Lucia & Associates added most to Vanguard Intermediate-Term Bond ETF in Q4 2023, an estimated $1.03M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2023 reduction was Schwab US TIPS ETF, cutting an estimated $311K.
  • Joseph P. Lucia & Associates fully exited iShares Biotechnology ETF in Q4 2023, selling an estimated $240K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $161M portfolio in Q4 2023.
  • Joseph P. Lucia & Associates opened 11 new positions and closed 3 in Q4 2023.
  • Joseph P. Lucia & Associates's portfolio value rose 12% quarter-over-quarter to $161M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2023, filed 29 Jan 2024.