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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-3.84%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$143M
AUM Growth
-$6.36M
Cap. Flow
-$188K
Cap. Flow %
-0.13%
Top 10 Hldgs %
34.11%
Holding
118
New
1
Increased
32
Reduced
58
Closed
9

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$878K
2
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$739K
3
JEPQ icon
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
+$691K
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$400K
5
SCHB icon
Schwab US Broad Market ETF
SCHB
+$391K

Top Sells

Rank Stock Value
1
DVY icon
iShares Select Dividend ETF
DVY
+$505K
2
RSPS icon
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
+$360K
3
VSGX icon
Vanguard ESG International Stock ETF
VSGX
+$254K
4
XHE icon
State Street SPDR S&P Health Care Equipment ETF
XHE
+$249K
5
GLD icon
SPDR Gold Trust
GLD
+$230K

Sector Composition

Rank Sector Weight
1 Technology 8.13%
2 Consumer Discretionary 3.44%
3 Communication Services 3.06%
4 Utilities 0.51%
5 Energy 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFF icon
26
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.96M 1.37%
65,100
-818
-1% -$25K
SCHM icon
27
Schwab US Mid-Cap ETF
SCHM
$15.1B
$1.95M 1.36%
86,223
-768
-0.9% -$18.2K
SCHX icon
28
Schwab US Large- Cap ETF
SCHX
$74.6B
$1.93M 1.35%
114,585
-498
-0.4% -$8.74K
VB icon
29
Vanguard Morningstar Small-Cap ETF
VB
$83B
$1.82M 1.27%
9,602
-485
-5% -$96.6K
RSPS icon
30
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$245M
$1.81M 1.27%
60,262
-11,013
-15% -$360K
RSPG icon
31
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$592M
$1.8M 1.26%
23,480
+436
+2% +$32.9K
NVDA icon
32
NVIDIA
NVDA
$5.31T
$1.76M 1.23%
40,540
+150
+0.4% +$6.72K
JEPQ icon
33
JPMorgan Nasdaq Equity Premium Income ETF
JEPQ
$41.4B
$1.76M 1.23%
37,507
+14,355
+62% +$691K
STIP icon
34
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.58M 1.1%
16,264
-708
-4% -$68.8K
FLOT icon
35
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.52M 1.06%
29,816
-2,200
-7% -$112K
META icon
36
Meta Platforms (Facebook)
META
$1.56T
$1.35M 0.95%
4,511
-20
-0.4% -$6.03K
VHT icon
37
Vanguard Health Care ETF
VHT
$19B
$1.24M 0.87%
5,276
– –
XLF icon
38
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
$1.19M 0.83%
35,903
-2,874
-7% -$99K
AVUV icon
39
Avantis US Small Cap Value ETF
AVUV
$30.9B
$1.19M 0.83%
15,252
+636
+4% +$51.1K
TSLA icon
40
Tesla
TSLA
$1.32T
$1.17M 0.81%
4,658
+693
+17% +$178K
KRE icon
41
State Street SPDR S&P Regional Banking ETF
KRE
$4.58B
$1.16M 0.81%
27,881
-1,673
-6% -$74.6K
KIO
42
KKR Income Opportunities Fund
KIO
$458M
$1.11M 0.77%
92,487
-650
-0.7% -$7.77K
RSPD icon
43
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$337M
$1.1M 0.77%
26,096
-925
-3% -$41.7K
XLV icon
44
State Street Health Care Select Sector SPDR ETF
XLV
$43.9B
$1.07M 0.75%
8,343
+2,309
+38% +$307K
IHI icon
45
iShares US Medical Devices ETF
IHI
$3.47B
$1.06M 0.74%
21,922
-2,672
-11% -$142K
DIS icon
46
Walt Disney
DIS
$179B
$942K 0.66%
11,617
-248
-2% -$21.2K
XLB icon
47
State Street Materials Select Sector SPDR ETF
XLB
$8.74B
$918K 0.64%
23,370
+3,300
+16% +$136K
SOCL icon
48
Global X Social Media ETF
SOCL
$92.7M
$914K 0.64%
25,500
-250
-1% -$9.44K
WCLD
49
WisdomTree Cloud Computing Fund
WCLD
$308M
$884K 0.62%
29,844
-765
-2% -$24.2K
XYLD icon
50
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
$870K 0.61%
22,379
+486
+2% +$19.7K
1
2
3 4 5

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Joseph P. Lucia & Associates's Q3 2023 Portfolio in Review

As of Q3 2023, Joseph P. Lucia & Associates held 118 positions worth $143M, down 4.3% from $149M the previous quarter. Its ten largest holdings account for 34% of the portfolio.

Joseph P. Lucia & Associates's Q3 2023 filing shows 1 new, 32 increased, 58 reduced and 9 closed positions. Its largest new stake was Transocean: 10,607 shares worth $87.1K. The largest sale was iShares Select Dividend ETF, an estimated $505K.

By sector, the portfolio is most concentrated in Technology at 8.1% of assets, down from 8.3% a quarter earlier, followed by Consumer Discretionary and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2023 buy was Transocean: 10,607 shares worth $87.1K.
  • Joseph P. Lucia & Associates added most to State Street Energy Select Sector SPDR ETF in Q3 2023, an estimated $878K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2023 reduction was iShares Select Dividend ETF, cutting an estimated $505K.
  • Joseph P. Lucia & Associates fully exited Vanguard ESG International Stock ETF in Q3 2023, selling an estimated $254K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 34% of its $143M portfolio in Q3 2023.
  • Joseph P. Lucia & Associates opened 1 new position and closed 9 in Q3 2023.
  • Joseph P. Lucia & Associates's portfolio value fell 4.3% quarter-over-quarter to $143M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2023, filed 30 Oct 2023.