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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.12%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$134M
AUM Growth
+$6.17M
Cap. Flow
-$297K
Cap. Flow %
-0.22%
Top 10 Hldgs %
33.1%
Holding
117
New
10
Increased
27
Reduced
72
Closed
3

Top Buys

Rank Stock Value
1
QYLD icon
Global X NASDAQ-100 Covered Call ETF
QYLD
+$1.03M
2
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$887K
3
JEPI icon
JPMorgan Equity Premium Income ETF
JEPI
+$761K
4
QQQ icon
Invesco QQQ Trust
QQQ
+$648K
5
AAPL icon
Apple
AAPL
+$606K

Top Sells

Rank Stock Value
1
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$2.1M
2
SCHP icon
Schwab US TIPS ETF
SCHP
+$390K
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$366K
4
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$344K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$311K

Sector Composition

Rank Sector Weight
1 Technology 5.9%
2 Communication Services 2.38%
3 Consumer Discretionary 2.24%
4 Utilities 0.69%
5 Financials 0.32%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SDOG icon
26
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$1.93M 1.45%
37,529
+3,122
+9% +$157K
STIP icon
27
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
$1.93M 1.44%
19,856
-1,550
-7% -$151K
SCHX icon
28
Schwab US Large- Cap ETF
SCHX
$74.5B
$1.9M 1.42%
126,369
-7,659
-6% -$116K
SPY icon
29
State Street SPDR S&P 500 ETF Trust
SPY
$809B
$1.87M 1.4%
4,896
-32
-0.6% -$12.3K
XLF icon
30
State Street Financial Select Sector SPDR ETF
XLF
$59.1B
$1.79M 1.34%
52,367
-2,026
-4% -$68.5K
QYLD icon
31
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.27B
$1.68M 1.26%
105,462
+63,966
+154% +$1.03M
IHI icon
32
iShares US Medical Devices ETF
IHI
$3.47B
$1.6M 1.2%
30,424
-2,373
-7% -$120K
VHT icon
33
Vanguard Health Care ETF
VHT
$19B
$1.41M 1.06%
5,692
-220
-4% -$53.3K
BAB icon
34
Invesco Taxable Municipal Bond ETF
BAB
$1.01B
$1.32M 0.99%
51,163
-5,304
-9% -$136K
RSPG icon
35
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$594M
$1.29M 0.97%
17,743
-3,557
-17% -$261K
QQQ icon
36
Invesco QQQ Trust
QQQ
$479B
$1.27M 0.95%
4,779
+2,345
+96% +$648K
RSPD icon
37
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$337M
$1.17M 0.88%
29,886
-4,305
-13% -$168K
XLE icon
38
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
$1.13M 0.84%
25,752
-7,904
-23% -$344K
DIS icon
39
Walt Disney
DIS
$179B
$1.06M 0.79%
12,156
+1,091
+10% +$104K
XLB icon
40
State Street Materials Select Sector SPDR ETF
XLB
$8.7B
$1.03M 0.77%
26,570
-9,534
-26% -$366K
KIO
41
KKR Income Opportunities Fund
KIO
$459M
$966K 0.72%
87,777
-1,677
-2% -$18.8K
SCHV
42
Schwab US Large-Cap Value ETF
SCHV
$16.1B
$952K 0.71%
43,239
-2,271
-5% -$49.2K
SOCL icon
43
Global X Social Media ETF
SOCL
$92.7M
$933K 0.7%
30,085
-395
-1% -$11.2K
ED icon
44
Consolidated Edison
ED
$39.3B
$917K 0.69%
9,616
+9
+0.1% +$819
RSPU icon
45
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$527M
$910K 0.68%
15,638
-510
-3% -$28.7K
WCLD
46
WisdomTree Cloud Computing Fund
WCLD
$308M
$909K 0.68%
36,239
-3,810
-10% -$97.8K
VOE icon
47
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.3B
$901K 0.67%
6,662
-135
-2% -$18.1K
IBM icon
48
IBM
IBM
$226B
$849K 0.64%
6,024
+3,111
+107% +$429K
AVUV icon
49
Avantis US Small Cap Value ETF
AVUV
$30.8B
$785K 0.59%
10,532
-101
-0.9% -$7.6K
JEPI icon
50
JPMorgan Equity Premium Income ETF
JEPI
$46.1B
$763K 0.57%
+14,008
New +$761K
1
2
3 4 5

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Joseph P. Lucia & Associates's Q4 2022 Portfolio in Review

As of Q4 2022, Joseph P. Lucia & Associates held 117 positions worth $134M, up 4.8% from $127M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates's Q4 2022 filing shows 10 new, 27 increased, 72 reduced and 3 closed positions. Its largest new stake was JPMorgan Equity Premium Income ETF: 14,008 shares worth $763K. The largest sale was iShares Floating Rate Bond ETF, an estimated $2.1M.

By sector, the portfolio is most concentrated in Technology at 5.9% of assets, up from 5.5% a quarter earlier, followed by Communication Services and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q4 2022 buy was JPMorgan Equity Premium Income ETF: 14,008 shares worth $763K.
  • Joseph P. Lucia & Associates added most to Global X NASDAQ-100 Covered Call ETF in Q4 2022, an estimated $1.03M increase.
  • Joseph P. Lucia & Associates's biggest Q4 2022 reduction was iShares Floating Rate Bond ETF, cutting an estimated $2.1M.
  • Joseph P. Lucia & Associates fully exited American Century Focused Dynamic Growth ETF in Q4 2022, selling an estimated $216K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $134M portfolio in Q4 2022.
  • Joseph P. Lucia & Associates opened 10 new positions and closed 3 in Q4 2022.
  • Joseph P. Lucia & Associates's portfolio value rose 4.8% quarter-over-quarter to $134M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2022, filed 13 Feb 2023.