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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$2.15M 1.37%
4,526
-14
-0.3% -$6.43K
SCHX icon
27
Schwab US Large- Cap ETF
SCHX
$74.6B
$2.05M 1.31%
108,276
+20,154
+23% +$372K
PMM
28
Franklin Managed Municipal Income Trust
PMM
$272M
$1.98M 1.26%
225,331
+41,690
+23% +$355K
FINX icon
29
Global X FinTech ETF
FINX
$166M
$1.87M 1.19%
46,787
+3,470
+8% +$164K
AMZN icon
30
Amazon
AMZN
$3T
$1.87M 1.19%
11,200
+120
+1% +$20.5K
RSPN icon
31
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$1.84M 1.17%
46,635
+600
+1% +$23.2K
XLF icon
32
State Street Financial Select Sector SPDR ETF
XLF
$59B
$1.81M 1.15%
46,465
+197
+0.4% +$7.74K
SDOG icon
33
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.71M 1.09%
31,860
-207
-0.6% -$10.9K
SOCL icon
34
Global X Social Media ETF
SOCL
$93.6M
$1.69M 1.07%
31,400
-5
-0% -$295
KIO
35
KKR Income Opportunities Fund
KIO
$459M
$1.67M 1.06%
98,376
-3,238
-3% -$53.2K
VHT icon
36
Vanguard Health Care ETF
VHT
$19B
$1.62M 1.03%
6,096
-82
-1% -$20.9K
VIG icon
37
Vanguard Dividend Appreciation ETF
VIG
$114B
$1.45M 0.92%
8,418
+3,526
+72% +$581K
PNQI icon
38
Invesco NASDAQ Internet ETF
PNQI
$545M
$1.45M 0.92%
33,535
– –
DIS icon
39
Walt Disney
DIS
$178B
$1.44M 0.92%
9,305
-316
-3% -$51K
FLOT icon
40
iShares Floating Rate Bond ETF
FLOT
$10.5B
$1.3M 0.82%
25,547
+13,507
+112% +$685K
XLB icon
41
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$1.23M 0.78%
27,230
+1,394
+5% +$60.2K
AGG icon
42
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.04M 0.66%
9,083
-442
-5% -$50.6K
SCHE icon
43
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$990K 0.63%
33,415
-871
-3% -$26.6K
XLY icon
44
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$976K 0.62%
9,552
-8
-0.1% -$797
SPLV icon
45
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$934K 0.59%
13,609
-2,068
-13% -$133K
VOE icon
46
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$934K 0.59%
6,215
+572
+10% +$84K
PCY icon
47
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$931K 0.59%
35,316
-3,950
-10% -$104K
LQD icon
48
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$914K 0.58%
6,898
-1,439
-17% -$191K
META icon
49
Meta Platforms (Facebook)
META
$1.52T
$897K 0.57%
2,666
– –
RSPU icon
50
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$526M
$844K 0.54%
14,778
-2,930
-17% -$158K
1
2
3 4 5

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.