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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPY icon
26
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$1.95M 1.15%
4,540
+18
+0.4% +$7.94K
SOCL icon
27
Global X Social Media ETF
SOCL
$93.6M
$1.91M 1.13%
31,405
-535
-2% -$35.1K
VB icon
28
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$1.89M 1.12%
8,618
+1,116
+15% +$248K
AMZN icon
29
Amazon
AMZN
$3T
$1.82M 1.08%
11,080
-2,180
-16% -$376K
XLF icon
30
State Street Financial Select Sector SPDR ETF
XLF
$59B
$1.74M 1.03%
46,268
+15
+0% +$561
RSPN icon
31
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$1.68M 0.99%
46,035
+20
+0% +$757
KIO
32
KKR Income Opportunities Fund
KIO
$459M
$1.66M 0.99%
101,614
-3,154
-3% -$51.8K
SDOG icon
33
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.64M 0.97%
32,067
-408
-1% -$21.3K
DIS icon
34
Walt Disney
DIS
$178B
$1.63M 0.96%
9,621
+14
+0.1% +$2.5K
PNQI icon
35
Invesco NASDAQ Internet ETF
PNQI
$545M
$1.6M 0.95%
33,535
+300
+0.9% +$15.1K
SCHD icon
36
Schwab US Dividend Equity ETF
SCHD
$107B
$1.59M 0.94%
64,290
+19,365
+43% +$492K
PMM
37
Franklin Managed Municipal Income Trust
PMM
$272M
$1.53M 0.91%
183,641
+26,730
+17% +$230K
SCHX icon
38
Schwab US Large- Cap ETF
SCHX
$74.6B
$1.53M 0.91%
88,122
+7,284
+9% +$130K
VHT icon
39
Vanguard Health Care ETF
VHT
$19B
$1.53M 0.9%
6,178
– –
GOOGL icon
40
Alphabet (Google) Class A
GOOGL
$4.37T
$1.51M 0.89%
11,280
– –
SH icon
41
ProShares Short S&P500
SH
$843M
$1.34M 0.79%
22,000
+12,500
+132% +$745K
EMQQ icon
42
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$275M
$1.3M 0.77%
26,250
+9,750
+59% +$523K
GOOG icon
43
Alphabet (Google) Class C
GOOG
$4.35T
$1.12M 0.66%
8,400
– –
LQD icon
44
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$1.11M 0.66%
8,337
-413
-5% -$55.8K
AGG icon
45
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.09M 0.65%
9,525
-245
-3% -$28.4K
ITA icon
46
iShares US Aerospace & Defense ETF
ITA
$15B
$1.05M 0.62%
10,056
-275
-3% -$29.2K
PCY icon
47
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.05M 0.62%
39,266
-2,158
-5% -$59.4K
SCHE icon
48
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.04M 0.62%
34,286
-1,290
-4% -$40.3K
XLB icon
49
State Street Materials Select Sector SPDR ETF
XLB
$8.71B
$1.02M 0.61%
25,836
+790
+3% +$32.8K
SPLV icon
50
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$954K 0.57%
15,677
-1,245
-7% -$78.5K
1
2
3 4 5

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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.