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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-2.61%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$224M
AUM Growth
+$80.9M
Cap. Flow
+$86.8M
Cap. Flow %
38.73%
Top 10 Hldgs %
48.97%
Holding
636
New
122
Increased
120
Reduced
111
Closed
37

Top Buys

Rank Stock Value
1
SNOW icon
Snowflake
SNOW
+$85.1M
2
FINX icon
Global X FinTech ETF
FINX
+$808K
3
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$581K
4
TWM icon
ProShares UltraShort Russell2000
TWM
+$442K
5
JETS icon
US Global Jets ETF
JETS
+$427K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$3.78M
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$733K
3
ARKK icon
ARK Innovation ETF
ARKK
+$337K
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$279K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$212K

Sector Composition

Rank Sector Weight
1 Technology 35.03%
2 Consumer Discretionary 3.55%
3 Communication Services 2.59%
4 Financials 1.14%
5 Healthcare 0.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DIS icon
26
Walt Disney
DIS
$178B
$1.94M 0.86%
10,503
+238
+2% +$43.9K
SCHB icon
27
Schwab US Broad Market ETF
SCHB
$44.8B
$1.89M 0.84%
116,964
+5,172
+5% +$81.5K
IHI icon
28
iShares US Medical Devices ETF
IHI
$3.44B
$1.86M 0.83%
33,876
-1,092
-3% -$60.6K
SPY icon
29
State Street SPDR S&P 500 ETF Trust
SPY
$810B
$1.81M 0.81%
4,565
+5
+0.1% +$1.93K
KIO
30
KKR Income Opportunities Fund
KIO
$459M
$1.74M 0.78%
110,270
-5,174
-4% -$78.5K
SDOG icon
31
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$1.66M 0.74%
32,200
-145
-0.4% -$7.01K
XLF icon
32
State Street Financial Select Sector SPDR ETF
XLF
$59B
$1.57M 0.7%
46,009
+206
+0.4% +$6.62K
PNQI icon
33
Invesco NASDAQ Internet ETF
PNQI
$545M
$1.47M 0.66%
31,915
+400
+1% +$19.1K
RSPU icon
34
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$526M
$1.46M 0.65%
28,138
-5,630
-17% -$279K
VHT icon
35
Vanguard Health Care ETF
VHT
$19B
$1.42M 0.63%
6,200
-75
-1% -$17.2K
VB icon
36
Vanguard Morningstar Small-Cap ETF
VB
$82.5B
$1.41M 0.63%
6,594
+835
+14% +$176K
PMM
37
Franklin Managed Municipal Income Trust
PMM
$272M
$1.26M 0.56%
154,177
+7,520
+5% +$61K
SCHX icon
38
Schwab US Large- Cap ETF
SCHX
$74.6B
$1.24M 0.55%
77,418
+4,164
+6% +$65.2K
GOOGL icon
39
Alphabet (Google) Class A
GOOGL
$4.37T
$1.22M 0.54%
11,800
-220
-2% -$21.7K
ITA icon
40
iShares US Aerospace & Defense ETF
ITA
$15B
$1.2M 0.54%
11,542
-790
-6% -$77.1K
PYPL icon
41
PayPal
PYPL
$50.5B
$1.2M 0.53%
4,930
-310
-6% -$78.3K
RSPN icon
42
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$1.18M 0.53%
33,135
+3,430
+12% +$113K
PCY icon
43
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.17M 0.52%
43,684
+123
+0.3% +$3.41K
SPLV icon
44
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
$1.14M 0.51%
19,606
-3,017
-13% -$170K
SCHE icon
45
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$1.13M 0.5%
35,556
+4,264
+14% +$139K
AGG icon
46
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.11M 0.5%
9,769
+756
+8% +$87.5K
LQD icon
47
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.6B
$1.1M 0.49%
8,465
+471
+6% +$62.7K
DIV icon
48
Global X SuperDividend US ETF
DIV
$775M
$997K 0.44%
51,465
-11,530
-18% -$212K
SCHD icon
49
Schwab US Dividend Equity ETF
SCHD
$107B
$956K 0.43%
39,342
+12,132
+45% +$276K
TLT icon
50
iShares 20+ Year Treasury Bond ETF
TLT
$40.5B
$913K 0.41%
6,742
-318
-5% -$46.1K
1
2
3 4 5

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Joseph P. Lucia & Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Joseph P. Lucia & Associates held 636 positions worth $224M, up 56% from $143M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Joseph P. Lucia & Associates deployed $86.8M of net new capital in Q1 2021, opening 122 new positions and adding to 120 existing holdings. Its largest new stake was Snowflake: 318,750 shares worth $73.1M.

By sector, the portfolio is most concentrated in Technology at 35% of assets, up from 3.9% a quarter earlier, followed by Consumer Discretionary and Communication Services.

On the sell side, the largest reduction was Tesla, an estimated $3.78M trimmed.

  • Joseph P. Lucia & Associates's largest Q1 2021 buy was Snowflake: 318,750 shares worth $73.1M.
  • Joseph P. Lucia & Associates added most to Invesco S&P 500 Equal Weight Consumer Discretionary ETF in Q1 2021, an estimated $581K increase.
  • Joseph P. Lucia & Associates's biggest Q1 2021 reduction was Tesla, cutting an estimated $3.78M.
  • Joseph P. Lucia & Associates fully exited Myriad Genetics in Q1 2021, selling an estimated $40K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 49% of its $224M portfolio in Q1 2021.
  • Joseph P. Lucia & Associates opened 122 new positions and closed 37 in Q1 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 56% quarter-over-quarter to $224M.

Based on Joseph P. Lucia & Associates's 13F filing for Q1 2021, filed 23 Apr 2021.