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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+12.9%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$107M
AUM Growth
-$4.01M
Cap. Flow
-$13.8M
Cap. Flow %
-12.93%
Top 10 Hldgs %
35.11%
Holding
504
New
3
Increased
34
Reduced
47
Closed
406

Top Buys

Rank Stock Value
1
AMZN icon
Amazon
AMZN
+$568K
2
SMH icon
VanEck Semiconductor ETF
SMH
+$435K
3
VTC icon
Vanguard Total Corporate Bond ETF
VTC
+$424K
4
IBB icon
iShares Biotechnology ETF
IBB
+$396K
5
WCLD
WisdomTree Cloud Computing Fund
WCLD
+$356K

Top Sells

Rank Stock Value
1
ARKK icon
ARK Innovation ETF
ARKK
+$861K
2
TSLA icon
Tesla
TSLA
+$827K
3
XYZ
Block Inc
XYZ
+$369K
4
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$313K
5
SFIX
Stitch Fix
SFIX
+$300K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 8.57%
2 Technology 4%
3 Communication Services 3.28%
4 Utilities 0.7%
5 Financials 0.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPLV icon
26
Invesco S&P 500 Low Volatility ETF
SPLV
$7.18B
$1.38M 1.29%
25,798
-980
-4% -$52K
DVY icon
27
iShares Select Dividend ETF
DVY
$23.7B
$1.38M 1.29%
16,927
+120
+0.7% +$10K
SDOG icon
28
ALPS Sector Dividend Dogs ETF
SDOG
$1.44B
$1.35M 1.26%
35,625
-1,715
-5% -$65.3K
KRE icon
29
State Street SPDR S&P Regional Banking ETF
KRE
$4.62B
$1.34M 1.25%
37,485
-2,842
-7% -$107K
XLF icon
30
State Street Financial Select Sector SPDR ETF
XLF
$59.2B
$1.29M 1.21%
53,676
-12,872
-19% -$313K
PNQI icon
31
Invesco NASDAQ Internet ETF
PNQI
$544M
$1.29M 1.2%
31,175
+1,495
+5% +$59K
VHT icon
32
Vanguard Health Care ETF
VHT
$19B
$1.28M 1.19%
6,255
-30
-0.5% -$6.07K
SPY icon
33
State Street SPDR S&P 500 ETF Trust
SPY
$808B
$1.27M 1.18%
3,782
-93
-2% -$30.8K
DIS icon
34
Walt Disney
DIS
$178B
$1.21M 1.13%
9,770
-415
-4% -$51.9K
DIV icon
35
Global X SuperDividend US ETF
DIV
$773M
$1.17M 1.09%
77,230
-3,440
-4% -$53.3K
PCY icon
36
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$1.16M 1.09%
42,926
+977
+2% +$27K
ITA icon
37
iShares US Aerospace & Defense ETF
ITA
$15B
$1.15M 1.07%
14,512
-718
-5% -$58.8K
GLD icon
38
SPDR Gold Trust
GLD
$142B
$1.06M 0.99%
5,973
+85
+1% +$15.3K
LQD icon
39
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$996K 0.93%
7,396
+845
+13% +$115K
SCHX icon
40
Schwab US Large- Cap ETF
SCHX
$74.4B
$987K 0.92%
73,416
-3,912
-5% -$52K
SCHE icon
41
Schwab Emerging Markets Equity ETF
SCHE
$12.8B
$928K 0.87%
34,683
+365
+1% +$9.75K
GOOGL icon
42
Alphabet (Google) Class A
GOOGL
$4.24T
$881K 0.82%
12,020
-200
-2% -$15.2K
AGG icon
43
iShares Core US Aggregate Bond ETF
AGG
$138B
$879K 0.82%
7,448
+595
+9% +$70.6K
SPLB icon
44
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
$1.18B
$781K 0.73%
24,582
+4,557
+23% +$148K
XLU icon
45
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$778K 0.73%
26,216
-2,290
-8% -$68K
RSPN icon
46
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.08B
$777K 0.73%
28,835
+800
+3% +$21K
ED icon
47
Consolidated Edison
ED
$39.7B
$751K 0.7%
9,656
+36
+0.4% +$2.66K
VB icon
48
Vanguard Morningstar Small-Cap ETF
VB
$82.8B
$710K 0.66%
4,616
-710
-13% -$109K
PMM
49
Franklin Managed Municipal Income Trust
PMM
$273M
$706K 0.66%
92,157
-7,380
-7% -$57.2K
IBB icon
50
iShares Biotechnology ETF
IBB
$9.83B
$702K 0.66%
5,184
+2,916
+129% +$396K
1
2
3 4 5

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Joseph P. Lucia & Associates's Q3 2020 Portfolio in Review

As of Q3 2020, Joseph P. Lucia & Associates held 504 positions worth $107M, down 3.6% from $111M the previous quarter. Its ten largest holdings account for 35% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $13.8M in Q3 2020, closing 406 positions and reducing 47 holdings. Its most notable exit was ARK Innovation ETF, an estimated $861K position sold in full.

By sector, the portfolio is most concentrated in Consumer Discretionary at 8.6% of assets, up from 5.6% a quarter earlier, followed by Technology and Communication Services.

Against the trend, Joseph P. Lucia & Associates opened a new position in Vanguard Total Corporate Bond ETF worth $420K.

  • Joseph P. Lucia & Associates's largest Q3 2020 buy was Vanguard Total Corporate Bond ETF: 4,555 shares worth $420K.
  • Joseph P. Lucia & Associates added most to Amazon in Q3 2020, an estimated $568K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2020 reduction was Tesla, cutting an estimated $827K.
  • Joseph P. Lucia & Associates fully exited ARK Innovation ETF in Q3 2020, selling an estimated $861K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 35% of its $107M portfolio in Q3 2020.
  • Joseph P. Lucia & Associates opened 3 new positions and closed 406 in Q3 2020.
  • Joseph P. Lucia & Associates's portfolio value fell 3.6% quarter-over-quarter to $107M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2020, filed 20 Oct 2020.