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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IHI icon
26
iShares US Medical Devices ETF
IHI
$3.37B
$1.2M 1.24%
29,226
-528
-2% -$21.6K
DIS icon
27
Walt Disney
DIS
$181B
$1.17M 1.21%
8,996
+396
+5% +$54.8K
DIV icon
28
Global X SuperDividend US ETF
DIV
$783M
$1.17M 1.2%
49,594
+8,420
+20% +$192K
VB icon
29
Vanguard Morningstar Small-Cap ETF
VB
$82.7B
$1.01M 1.04%
6,583
-265
-4% -$41.1K
ED icon
30
Consolidated Edison
ED
$39.9B
$977K 1.01%
10,338
+10
+0.1% +$888
TSLA icon
31
Tesla
TSLA
$1.3T
$976K 1.01%
60,750
+630
+1% +$9.86K
RSPS icon
32
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$247M
$891K 0.92%
31,730
+4,645
+17% +$127K
SCHX icon
33
Schwab US Large- Cap ETF
SCHX
$74.6B
$882K 0.91%
74,592
-3,372
-4% -$39.7K
SPLV icon
34
Invesco S&P 500 Low Volatility ETF
SPLV
$7.22B
$866K 0.89%
14,955
+975
+7% +$55K
RSPN icon
35
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
$1.07B
$776K 0.8%
30,695
– –
GOOGL icon
36
Alphabet (Google) Class A
GOOGL
$4.33T
$773K 0.8%
12,660
-800
-6% -$47.4K
VOE icon
37
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.2B
$769K 0.79%
6,809
-533
-7% -$59.2K
XLU icon
38
State Street Utilities Select Sector SPDR ETF
XLU
$22.7B
$766K 0.79%
23,670
+3,682
+18% +$114K
SCHE icon
39
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$741K 0.76%
29,475
-930
-3% -$23.7K
RSPG icon
40
Invesco S&P 500 Equal Weight Energy ETF
RSPG
$560M
$723K 0.74%
16,291
-2,413
-13% -$109K
NFLX icon
41
Netflix
NFLX
$309B
$681K 0.7%
25,440
-3,210
-11% -$100K
PNQI icon
42
Invesco NASDAQ Internet ETF
PNQI
$541M
$681K 0.7%
26,170
+1,650
+7% +$45K
FDN icon
43
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.34B
$637K 0.66%
4,732
+110
+2% +$15.5K
SH icon
44
ProShares Short S&P500
SH
$843M
$632K 0.65%
6,044
-50
-0.8% -$5.29K
RSPD icon
45
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
$338M
$584K 0.6%
16,776
-1,965
-10% -$67.5K
IAU icon
46
iShares Gold Trust
IAU
$64.4B
$555K 0.57%
19,688
+17,475
+790% +$493K
EPI icon
47
WisdomTree India Earnings Fund ETF
EPI
$2.06B
$551K 0.57%
23,100
+400
+2% +$9.61K
NCV
48
Virtus Convertible & Income Fund
NCV
$390M
$536K 0.55%
23,775
+618
+3% +$14.1K
REM icon
49
iShares Mortgage Real Estate ETF
REM
$543M
$534K 0.55%
12,674
+1,841
+17% +$77.7K
VNQ icon
50
Vanguard Real Estate ETF
VNQ
$39.1B
$527K 0.54%
5,649
+270
+5% +$24.5K
1
2
3 4 5

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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.