We are live on ! Find out more
JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLRE icon
451
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
– –
-2,444
Closed -$100K
XOM icon
452
ExxonMobil
XOM
$657B
– –
-916
Closed -$78K
XRT icon
453
State Street SPDR S&P Retail ETF
XRT
$639M
– –
-321
Closed -$19K
XTN icon
454
State Street SPDR S&P Transportation ETF
XTN
$392M
– –
-380
Closed -$26K
XYLD icon
455
Global X S&P 500 Covered Call ETF
XYLD
$3.28B
– –
-1,161
Closed -$50K
DJT icon
456
Trump Media & Technology Group
DJT
$2.3B
– –
-400
Closed -$10K
NBIS
457
Nebius Group N.V.
NBIS
$65.8B
– –
-70
Closed -$1K
ACLC
458
American Century Large Cap Equity ETF
ACLC
$322M
– –
-1,484
Closed -$69K
XYZ
459
Block Inc
XYZ
$47B
– –
-1
Closed –
DVLT
460
Datavault AI
DVLT
$265M
– –
0
– –
HEAL
461
Global X Funds Global X HealthTech ETF
HEAL
$30.7M
– –
-1,323
Closed -$46K
MVPS
462
DELISTED
Amplify Thematic All-Stars ETF
MVPS
– –
-288
Closed -$5K
NAPA
463
DELISTED
The Duckhorn Portfolio, Inc.
NAPA
– –
-1
Closed –
LEV
464
DELISTED
The Lion Electric Company
LEV
– –
-1
Closed –
THCX
465
DELISTED
AXS Cannabis ETF
THCX
– –
-20
Closed -$1K
TSP
466
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
– –
-150
Closed -$1K
LTHM
467
DELISTED
Livent Corporation
LTHM
– –
-2
Closed –
IDEX
468
DELISTED
Ideanomics, Inc. Common Stock
IDEX
– –
0
– –
APPH
469
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-150
Closed -$1K
VLTA
470
DELISTED
Volta Inc.
VLTA
– –
-835
Closed -$1K
FCRD
471
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
– –
-1,000
Closed -$4K
STOR
472
DELISTED
STORE Capital Corporation
STOR
– –
-50
Closed -$1K
TWTR
473
DELISTED
Twitter, Inc.
TWTR
– –
-85
Closed -$3K
MNDT
474
DELISTED
Mandiant, Inc. Common Stock
MNDT
– –
-60
Closed -$1K
SPAK
475
DELISTED
Defiance Next Gen SPAC Derived ETF
SPAK
– –
-400
Closed -$5K
16 17 18
19
20

Similar funds

MA
MSA Advisors Santa Monica, California $333M AUM 8.79% 1-Year Est. Return
LA
LFL Advisers Evanston, Illinois $332M AUM 20.17% 1-Year Est. Return
RWM
Rench Wealth Management Denton, Texas $332M AUM 25.74% 1-Year Est. Return
HAC
Harbor Advisory Corp Portsmouth, New Hampshire $333M AUM 20.54% 1-Year Est. Return
WHGC
Wealth High Governance Capital Sao Paulo, Brazil $333M AUM 125.87% 1-Year Est. Return
JCA
Juniper Capital Advisors Houston, Texas $332M AUM 102.57% 1-Year Est. Return
EAM
EdenTree Asset Management London, United Kingdom $332M AUM 16.64% 1-Year Est. Return
CPI
Crestview Partners IV New York $332M AUM 9.14% 1-Year Est. Return

Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.