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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$157M
AUM Growth
-$11.5M
Cap. Flow
-$20.7M
Cap. Flow %
-13.18%
Top 10 Hldgs %
31.66%
Holding
609
New
–
Increased
54
Reduced
52
Closed
474

Top Buys

Rank Stock Value
1
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$706K
2
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$685K
3
DVY icon
iShares Select Dividend ETF
DVY
+$592K
4
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$581K
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$564K

Top Sells

Rank Stock Value
1
TSLA icon
Tesla
TSLA
+$6.99M
2
SH icon
ProShares Short S&P500
SH
+$1.34M
3
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$1.3M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$1.15M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$867K

Sector Composition

Rank Sector Weight
1 Technology 4.38%
2 Communication Services 2.3%
3 Consumer Discretionary 1.47%
4 Utilities 0.51%
5 Healthcare 0.45%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QINT icon
451
American Century Quality Diversified International ETF
QINT
$693M
– –
-1,856
Closed -$93K
QLTA icon
452
iShares AAA-A Rated Corporate Bond ETF
QLTA
$1.21B
– –
-245
Closed -$14K
QQQ icon
453
Invesco QQQ Trust
QQQ
$478B
– –
-175
Closed -$63K
QQQJ icon
454
Invesco NASDAQ Next Gen 100 ETF
QQQJ
$1.18B
– –
-200
Closed -$7K
QRVO icon
455
Qorvo
QRVO
$8.53B
– –
-28
Closed -$5K
RCL icon
456
Royal Caribbean
RCL
$82.1B
– –
-409
Closed -$36K
REGN icon
457
Regeneron Pharmaceuticals
REGN
$82.1B
– –
-61
Closed -$37K
REZI icon
458
Resideo Technologies
REZI
$3.67B
– –
-4
Closed –
RIGL icon
459
Rigel Pharmaceuticals
RIGL
$785M
– –
-15
Closed -$1K
RIOT icon
460
Riot Platforms
RIOT
$7.6B
– –
-570
Closed -$15K
RMR icon
461
The RMR Group
RMR
$337M
– –
-1
Closed –
ROBO icon
462
ROBO Global Robotics & Automation Index ETF
ROBO
$2.1B
– –
-430
Closed -$28K
RTX icon
463
RTX Corp
RTX
$302B
– –
-267
Closed -$23K
RUN icon
464
Sunrun
RUN
$2.42B
– –
-370
Closed -$16K
RWJ icon
465
Invesco S&P SmallCap 600 Revenue ETF
RWJ
$2.09B
– –
-411
Closed -$16K
RWT
466
Redwood Trust
RWT
$588M
– –
-4
Closed –
SAN icon
467
Banco Santander
SAN
$210B
– –
-1,058
Closed -$4K
SBUX icon
468
Starbucks
SBUX
$122B
– –
-718
Closed -$79K
SCHH icon
469
Schwab US REIT ETF
SCHH
$11.1B
– –
-870
Closed -$20K
SCHW
470
Charles Schwab
SCHW
$186B
– –
-519
Closed -$38K
SDY icon
471
State Street SPDR S&P Dividend ETF
SDY
$22.1B
– –
-360
Closed -$42K
SH icon
472
ProShares Short S&P500
SH
$846M
– –
-22,000
Closed -$1.34M
SHM icon
473
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
– –
-300
Closed -$15K
SHOP icon
474
Shopify
SHOP
$196B
– –
-50
Closed -$7K
BNKK
475
Bonk Inc
BNKK
$8.64M
– –
-1
Closed –
17 18
19
20 21

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Joseph P. Lucia & Associates's Q4 2021 Portfolio in Review

As of Q4 2021, Joseph P. Lucia & Associates held 609 positions worth $157M, down 6.8% from $169M the previous quarter. Its ten largest holdings account for 32% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $20.7M in Q4 2021, closing 474 positions and reducing 52 holdings. Its most notable exit was ProShares Short S&P500, an estimated $1.34M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 4% a quarter earlier, followed by Communication Services and Consumer Discretionary.

Against the trend, Joseph P. Lucia & Associates added an estimated $706K to Schwab US Dividend Equity ETF.

  • Joseph P. Lucia & Associates added most to Schwab US Dividend Equity ETF in Q4 2021, an estimated $706K increase.
  • Joseph P. Lucia & Associates's biggest Q4 2021 reduction was Tesla, cutting an estimated $6.99M.
  • Joseph P. Lucia & Associates fully exited ProShares Short S&P500 in Q4 2021, selling an estimated $1.34M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 32% of its $157M portfolio in Q4 2021.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 474 in Q4 2021.
  • Joseph P. Lucia & Associates's portfolio value fell 6.8% quarter-over-quarter to $157M.

Based on Joseph P. Lucia & Associates's 13F filing for Q4 2021, filed 4 Feb 2022.