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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-0.82%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$169M
AUM Growth
+$1.43M
Cap. Flow
+$3.46M
Cap. Flow %
2.05%
Top 10 Hldgs %
26.76%
Holding
639
New
37
Increased
82
Reduced
114
Closed
30

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$745K
2
EMQQ icon
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
+$523K
3
SCHD icon
Schwab US Dividend Equity ETF
SCHD
+$492K
4
FINX icon
Global X FinTech ETF
FINX
+$414K
5
FLOT icon
iShares Floating Rate Bond ETF
FLOT
+$411K

Top Sells

Rank Stock Value
1
TWM icon
ProShares UltraShort Russell2000
TWM
+$1.05M
2
AMZN icon
Amazon
AMZN
+$376K
3
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$230K
4
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$131K
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$117K

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 5.19%
2 Technology 3.97%
3 Communication Services 3.91%
4 Financials 1.77%
5 Healthcare 0.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARR icon
451
Carrier Global
CARR
$52.1B
$4K ﹤0.01%
75
– –
EBIZ icon
452
Global X E-commerce ETF
EBIZ
$28.8M
$4K ﹤0.01%
140
– –
EUFN icon
453
iShares MSCI Europe Financials ETF
EUFN
$4.29B
$4K ﹤0.01%
200
– –
HAS icon
454
Hasbro
HAS
$13.5B
$4K ﹤0.01%
40
– –
HYZD icon
455
WisdomTree Trust WisdomTree Interest Rate Hedged High Yield Bond Fund
HYZD
$260M
$4K ﹤0.01%
+200
New +$4.44K
JD icon
456
JD.com
JD
$42.1B
$4K ﹤0.01%
57
– –
LYG icon
457
Lloyds Banking Group
LYG
$89.7B
$4K ﹤0.01%
1,811
– –
MAT icon
458
Mattel
MAT
$4.2B
$4K ﹤0.01%
230
– –
NE icon
459
Noble Corp
NE
$7.07B
$4K ﹤0.01%
165
– –
OCSL icon
460
Oaktree Specialty Lending
OCSL
$1.11B
$4K ﹤0.01%
175
– –
SAN icon
461
Banco Santander
SAN
$211B
$4K ﹤0.01%
1,058
+537
+103% +$1.98K
SWK icon
462
Stanley Black & Decker
SWK
$15.3B
$4K ﹤0.01%
25
– –
UAA icon
463
Under Armour
UAA
$2.24B
$4K ﹤0.01%
200
– –
UNP icon
464
Union Pacific
UNP
$174B
$4K ﹤0.01%
20
– –
VICE icon
465
AdvisorShares Vice ETF
VICE
$7.13M
$4K ﹤0.01%
130
– –
FCRD
466
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$4K ﹤0.01%
1,000
– –
IEHS
467
DELISTED
iShares Evolved U.S. Healthcare Staples ETF
IEHS
$4K ﹤0.01%
100
– –
ADBE icon
468
Adobe
ADBE
$102B
$3K ﹤0.01%
6
– –
AFG icon
469
American Financial Group
AFG
$12B
$3K ﹤0.01%
22
– –
ALX
470
Alexander's
ALX
$1.38B
$3K ﹤0.01%
10
– –
AMLP icon
471
Alerian MLP ETF
AMLP
$13.1B
$3K ﹤0.01%
100
– –
AMRN
472
Amarin Corp
AMRN
$291M
$3K ﹤0.01%
29
– –
ARKK icon
473
ARK Innovation ETF
ARKK
$6.39B
$3K ﹤0.01%
23
-25
-52% -$3.01K
AVY icon
474
Avery Dennison
AVY
$13.5B
$3K ﹤0.01%
13
– –
BBY icon
475
Best Buy
BBY
$17.4B
$3K ﹤0.01%
24
– –
17 18
19
20 21

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RWM
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HAC
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WHGC
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EAM
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CPI
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Joseph P. Lucia & Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Joseph P. Lucia & Associates held 639 positions worth $169M, up 0.85% from $167M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Joseph P. Lucia & Associates's Q3 2021 filing shows 37 new, 82 increased, 114 reduced and 30 closed positions. Its largest new stake was ProShares UltraPro Short QQQ: 40 shares worth $43K. The largest sale was ProShares UltraShort Russell2000, an estimated $1.05M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 5.2% of assets, up from 5% a quarter earlier, followed by Technology and Communication Services.

  • Joseph P. Lucia & Associates's largest Q3 2021 buy was ProShares UltraPro Short QQQ: 40 shares worth $43K.
  • Joseph P. Lucia & Associates added most to ProShares Short S&P500 in Q3 2021, an estimated $745K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2021 reduction was Amazon, cutting an estimated $376K.
  • Joseph P. Lucia & Associates fully exited ProShares UltraShort Russell2000 in Q3 2021, selling an estimated $1.05M.
  • Joseph P. Lucia & Associates's ten largest holdings make up 27% of its $169M portfolio in Q3 2021.
  • Joseph P. Lucia & Associates opened 37 new positions and closed 30 in Q3 2021.
  • Joseph P. Lucia & Associates's portfolio value rose 0.85% quarter-over-quarter to $169M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2021, filed 13 Oct 2021.