JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $244M
This Quarter Return
-17.17%
1 Year Return
+14.35%
3 Year Return
+60.39%
5 Year Return
+87.61%
10 Year Return
–
AUM
$89.9M
AUM Growth
+$89.9M
Cap. Flow
+$2.57M
Cap. Flow %
2.86%
Top 10 Hldgs %
28.06%
Holding
535
New
55
Increased
94
Reduced
92
Closed
54

Top Buys

1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$904K
2
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
$821K
3
SMH icon
VanEck Semiconductor ETF
SMH
$562K
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
$336K
5
PCY icon
Invesco Emerging Markets Sovereign Debt ETF
PCY
$315K

Top Sells

1
IAU icon
iShares Gold Trust
IAU
$428K
2
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
$416K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
$286K
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
$264K
5
XES icon
SPDR S&P Oil & Gas Equipment & Services ETF
XES
$192K

Sector Composition

1 Consumer Discretionary 4.35%
2 Technology 3.72%
3 Communication Services 3.43%
4 Financials 1.59%
5 Utilities 0.92%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CASI icon
451
CASI Pharmaceuticals
CASI
$35.6M
$0 ﹤0.01%
1
– –
CELH icon
452
Celsius Holdings
CELH
$15.8B
– –
-25
Closed –
CGC
453
Canopy Growth
CGC
$357M
$0 ﹤0.01%
30
– –
CLMT icon
454
Calumet Specialty Products
CLMT
$1.43B
– –
-170
Closed -$1K
CNDT icon
455
Conduent
CNDT
$434M
$0 ﹤0.01%
189
– –
CRON
456
Cronos Group
CRON
$957M
– –
-2,000
Closed -$15K
CVS icon
457
CVS Health
CVS
$94B
– –
-47
Closed -$3K
DELL icon
458
Dell
DELL
$81.8B
– –
-5
Closed –
DNP icon
459
DNP Select Income Fund
DNP
$3.65B
– –
0
– –
DXC icon
460
DXC Technology
DXC
$2.57B
$0 ﹤0.01%
+30
New –
FCG icon
461
First Trust Natural Gas ETF
FCG
$344M
– –
0
– –
FENG
462
Phoenix New Media
FENG
$30.7M
– –
-5,000
Closed -$10K
FIS icon
463
Fidelity National Information Services
FIS
$35.7B
– –
-150
Closed -$21K
FLOT icon
464
iShares Floating Rate Bond ETF
FLOT
$9.11B
– –
-390
Closed -$20K
GGT
465
Gabelli Multimedia Trust
GGT
$142M
– –
0
– –
GLNG icon
466
Golar LNG
GLNG
$4.41B
– –
0
– –
GME icon
467
GameStop
GME
$10.5B
– –
0
– –
B
468
Barrick Mining Corporation
B
$45.9B
– –
-1,135
Closed -$21K
GORO icon
469
Gold Resource Corp
GORO
$79.8M
– –
0
– –
GOVT icon
470
iShares US Treasury Bond ETF
GOVT
$27.7B
– –
-3
Closed –
GTX icon
471
Garrett Motion
GTX
$2.64B
$0 ﹤0.01%
2
– –
HDB icon
472
HDFC Bank
HDB
$179B
– –
-100
Closed -$6K
HES
473
DELISTED
Hess
HES
– –
0
– –
HUM icon
474
Humana
HUM
$37.3B
– –
-20
Closed -$7K
IEFA icon
475
iShares Core MSCI EAFE ETF
IEFA
$148B
– –
-1
Closed –
17 18
19
20 21