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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
+0.47%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$97.1M
AUM Growth
+$1.74M
Cap. Flow
+$1.77M
Cap. Flow %
1.82%
Top 10 Hldgs %
28.32%
Holding
488
New
19
Increased
100
Reduced
79
Closed
11

Top Buys

Rank Stock Value
1
IAU icon
iShares Gold Trust
IAU
+$493K
2
PFXF icon
VanEck Preferred Securities ex Financials ETF
PFXF
+$390K
3
KIO
KKR Income Opportunities Fund
KIO
+$271K
4
BAB icon
Invesco Taxable Municipal Bond ETF
BAB
+$227K
5
DIV icon
Global X SuperDividend US ETF
DIV
+$192K

Top Sells

Rank Stock Value
1
SNAP icon
Snap
SNAP
+$261K
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$236K
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$152K
4
PKB icon
Invesco Building & Construction ETF
PKB
+$132K
5
SPLB icon
State Street SPDR Portfolio Long Term Corporate Bond ETF
SPLB
+$117K

Sector Composition

Rank Sector Weight
1 Communication Services 4.3%
2 Technology 2.75%
3 Consumer Discretionary 2.41%
4 Financials 1.59%
5 Real Estate 1.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBY icon
451
Best Buy
BBY
$17.6B
– –
-675
Closed -$47K
BILI icon
452
Bilibili
BILI
$7.53B
$0 ﹤0.01%
35
– –
BNY
453
Bank of New York Mellon
BNY
$109B
– –
-23
Closed -$1K
BNDX icon
454
Vanguard Total International Bond ETF
BNDX
$82.9B
$0 ﹤0.01%
8
– –
CASI
455
DELISTED
CASI Pharmaceuticals
CASI
– –
0
– –
CRWD icon
456
CrowdStrike
CRWD
$226B
– –
-400
Closed -$7K
DELL icon
457
Dell
DELL
$285B
$0 ﹤0.01%
10
– –
GOVT icon
458
iShares US Treasury Bond ETF
GOVT
$43.7B
$0 ﹤0.01%
3
– –
GTX icon
459
Garrett Motion
GTX
$5.43B
$0 ﹤0.01%
2
– –
IEFA icon
460
iShares Core MSCI EAFE ETF
IEFA
$195B
$0 ﹤0.01%
1
– –
IGC icon
461
IGC Pharma
IGC
$29.3M
$0 ﹤0.01%
100
– –
IQ icon
462
iQIYI
IQ
$1.3B
$0 ﹤0.01%
25
– –
MBOT icon
463
Microbot Medical
MBOT
$113M
$0 ﹤0.01%
1
– –
NMFC icon
464
New Mountain Finance
NMFC
$730M
– –
-350
Closed -$5K
NOK icon
465
Nokia
NOK
$52.7B
– –
-24
Closed –
OMEX icon
466
Odyssey Marine Exploration
OMEX
$52.7M
$0 ﹤0.01%
101
– –
PBR icon
467
Petrobras
PBR
$116B
$0 ﹤0.01%
1
– –
PBW icon
468
Invesco WilderHill Clean Energy ETF
PBW
$463M
– –
-340
Closed -$10K
PEP icon
469
PepsiCo
PEP
$189B
$0 ﹤0.01%
1
– –
PJT icon
470
PJT Partners
PJT
$4.48B
– –
-200
Closed -$8K
REZI icon
471
Resideo Technologies
REZI
$3.67B
$0 ﹤0.01%
4
– –
RIOT icon
472
Riot Platforms
RIOT
$7.65B
$0 ﹤0.01%
25
– –
RMR icon
473
The RMR Group
RMR
$337M
$0 ﹤0.01%
1
– –
SPEU icon
474
State Street SPDR Portfolio Europe ETF
SPEU
$742M
– –
-209
Closed -$7K
TDC icon
475
Teradata
TDC
$2.5B
$0 ﹤0.01%
6
– –
16 17 18
19
20

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EAM
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Joseph P. Lucia & Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Joseph P. Lucia & Associates held 488 positions worth $97.1M, up 1.8% from $95.3M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Joseph P. Lucia & Associates's Q3 2019 filing shows 19 new, 100 increased, 79 reduced and 11 closed positions. Its largest new stake was Outfront Media: 6,909 shares worth $189K. The largest sale was Snap, an estimated $261K.

By sector, the portfolio is most concentrated in Communication Services at 4.3% of assets, down from 5.1% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Joseph P. Lucia & Associates's largest Q3 2019 buy was Outfront Media: 6,909 shares worth $189K.
  • Joseph P. Lucia & Associates added most to iShares Gold Trust in Q3 2019, an estimated $493K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2019 reduction was Snap, cutting an estimated $261K.
  • Joseph P. Lucia & Associates fully exited Best Buy in Q3 2019, selling an estimated $47K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 28% of its $97.1M portfolio in Q3 2019.
  • Joseph P. Lucia & Associates opened 19 new positions and closed 11 in Q3 2019.
  • Joseph P. Lucia & Associates's portfolio value rose 1.8% quarter-over-quarter to $97.1M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2019, filed 15 Oct 2019.