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JPLA

Joseph P. Lucia & Associates Portfolio holdings

AUM $333M
1-Year Est. Return 26.31%
This Fund
S&P 500
This Quarter Est. Return
-4.69%
1 Year Est. Return
+26.31%
3 Year Est. Return
+74.32%
5 Year Est. Return
+72.42%
10 Year Est. Return
–
AUM
$127M
AUM Growth
-$14.3M
Cap. Flow
-$7.47M
Cap. Flow %
-5.87%
Top 10 Hldgs %
33.39%
Holding
484
New
–
Increased
56
Reduced
35
Closed
373

Top Buys

Rank Stock Value
1
NOBL icon
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
+$478K
2
QQQ icon
Invesco QQQ Trust
QQQ
+$475K
3
TSLA icon
Tesla
TSLA
+$404K
4
AAPL icon
Apple
AAPL
+$397K
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$296K

Top Sells

Rank Stock Value
1
SCHP icon
Schwab US TIPS ETF
SCHP
+$318K
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$252K
3
PEY icon
Invesco High Yield Equity Dividend Achievers ETF
PEY
+$200K
4
FMAT icon
Fidelity MSCI Materials Index ETF
FMAT
+$200K
5
PAVE icon
Global X US Infrastructure Development ETF
PAVE
+$198K

Sector Composition

Rank Sector Weight
1 Technology 5.53%
2 Consumer Discretionary 2.91%
3 Communication Services 2.07%
4 Utilities 0.65%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VIS icon
426
Vanguard Industrials ETF
VIS
$8.5B
– –
-100
Closed -$16K
VMBS icon
427
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.6B
– –
-500
Closed -$24K
VNQ icon
428
Vanguard Real Estate ETF
VNQ
$38.6B
– –
-1,401
Closed -$128K
VOD icon
429
Vodafone
VOD
$37.2B
– –
-35
Closed -$1K
VOO icon
430
Vanguard S&P 500 ETF
VOO
$1.03T
– –
-477
Closed -$165K
VOX icon
431
Vanguard Communication Services ETF
VOX
$5.78B
– –
-75
Closed -$7K
VTC icon
432
Vanguard Total Corporate Bond ETF
VTC
$1.71B
– –
-1,240
Closed -$96K
VTEB icon
433
Vanguard Tax-Exempt Bond Index Fund
VTEB
$46B
– –
-2,471
Closed -$123K
VTRS icon
434
Viatris
VTRS
$18.5B
– –
-6
Closed –
VUG icon
435
Vanguard Morningstar Growth ETF
VUG
$229B
– –
-4,170
Closed -$155K
VV icon
436
Vanguard Morningstar Large-Cap ETF
VV
$54.5B
– –
-384
Closed -$66K
VWO icon
437
Vanguard FTSE Emerging Markets ETF
VWO
$126B
– –
-250
Closed -$10K
VYM icon
438
Vanguard High Dividend Yield ETF
VYM
$84B
– –
-145
Closed -$15K
WAB icon
439
Wabtec
WAB
$49.9B
– –
-5
Closed –
WBD icon
440
Warner Bros
WBD
$69.3B
– –
-103
Closed -$1K
WDS icon
441
Woodside Energy
WDS
$43.6B
– –
-72
Closed -$2K
WFC icon
442
Wells Fargo
WFC
$269B
– –
-100
Closed -$4K
WFH
443
DELISTED
Direxion Work From Home ETF
WFH
– –
-100
Closed -$5K
WM icon
444
Waste Management
WM
$90.5B
– –
-31
Closed -$5K
WMT icon
445
Walmart Inc
WMT
$923B
– –
-576
Closed -$23K
WPM icon
446
Wheaton Precious Metals
WPM
$61.3B
– –
-65
Closed -$2K
WU icon
447
Western Union
WU
$2.23B
– –
-2,200
Closed -$36K
XBI icon
448
State Street SPDR S&P Biotech ETF
XBI
$10.5B
– –
-245
Closed -$18K
XES icon
449
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$390M
– –
-650
Closed -$39K
XHB icon
450
State Street SPDR S&P Homebuilders ETF
XHB
$1.58B
– –
-227
Closed -$12K
16 17
18
19 20

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RWM
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HAC
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WHGC
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EAM
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Joseph P. Lucia & Associates's Q3 2022 Portfolio in Review

As of Q3 2022, Joseph P. Lucia & Associates held 484 positions worth $127M, down 10% from $142M the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Joseph P. Lucia & Associates withdrew a net $7.47M in Q3 2022, closing 373 positions and reducing 35 holdings. Its most notable exit was Fidelity MSCI Materials Index ETF, an estimated $200K position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.5% of assets, up from 4.8% a quarter earlier, followed by Consumer Discretionary and Communication Services.

Against the trend, Joseph P. Lucia & Associates added an estimated $478K to ProShares S&P 500 Dividend Aristocrats ETF.

  • Joseph P. Lucia & Associates added most to ProShares S&P 500 Dividend Aristocrats ETF in Q3 2022, an estimated $478K increase.
  • Joseph P. Lucia & Associates's biggest Q3 2022 reduction was Schwab US TIPS ETF, cutting an estimated $318K.
  • Joseph P. Lucia & Associates fully exited Fidelity MSCI Materials Index ETF in Q3 2022, selling an estimated $200K.
  • Joseph P. Lucia & Associates's ten largest holdings make up 33% of its $127M portfolio in Q3 2022.
  • Joseph P. Lucia & Associates opened 0 new positions and closed 373 in Q3 2022.
  • Joseph P. Lucia & Associates's portfolio value fell 10% quarter-over-quarter to $127M.

Based on Joseph P. Lucia & Associates's 13F filing for Q3 2022, filed 28 Oct 2022.